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Southwest Securities Co Ltd
Southwest Securities Mansion
No.8 Qiaobeiyuan, Jiangbei District
Phone: +86 2363786433p:+86 2363786433 CHONGQING, CHO  400025  China Ticker: 600369600369
Business Summary
Southwest Securities Co Ltd is a China-based securities company. The Company operates its businesses through five segments. The Brokerage Business segment mainly provides clients with securities brokerage services. The Investment Banking Business segment mainly provides customers with services such as equity financing, debt financing and financial advisory. The Self-operated Business segment mainly uses its own funds and legally raised funds to make active investments and quantitative investments in the capital market. The Asset Management Business segment provides investment management services to customers. Other segment is engaged in the new third board business and over-the-counter market business, and carry out private equity, direct equity investment, alternative investment, cross-border and overseas financing through its subsidiaries.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
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Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
12/31/202312/31/2023Yes----

Industries
SIC Code Description
6211 Security brokers, dealers, and flotation companies
6282 Investment advice
6799 Investors, not elsewhere classified

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board JianWu 59 10/30/2023 7/19/2016
Deputy General Manager, General Manager - Finance and Accounting Unit PingYe 53 12/8/2023 12/8/2023
Chief Information Officer MingHua 58 8/30/2022 8/30/2022
10 additional Officers and Directors records available in full report.

Business Names
Business Name
600369
Chongqing Changjiang River Water Transpt
Southwest Securities Co,Ltd

General Information
Number of Employees: 2,474 (As of 12/31/2023)
Outstanding Shares: 6,645,109,124 (As of 12/31/2023)
Shareholders: 128,503
Stock Exchange: SHA
Fax Number: +86 2363786001


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Friday, April 26, 2024