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Guolian Securities Co Ltd
No.8 Financial First Street
Phone: +86 51082833209p:+86 51082833209 WUXI, JNG  214000  China Ticker: 601456601456
Business Summary
Guolian Securities Co Ltd is a company mainly engaged in securities related businesses. The Company operates six business segments. The Securities Brokerage business segment is engaged in agency trading of securities, agency sales of financial products, futures intermediary introduction broker (IB) and investment consulting services. The products included in the agency sales of financial products mainly include third-party fund products and third-party trust products. The Investment Banking business segment operates stock underwriting and sponsorship business and bond issuance and underwriting business through its subsidiaries. The Asset Management and Investment business segment is involved in management of collective assets and directional assets. The Securities Investment business segment invests in stocks, funds, bonds and options. The Credit Trading business segment is engaged in securities margin trading and other businesses. The Company also operates Other business segment.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
-Yes-----

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
9/30/202412/31/2023Yes----

Industries
SIC Code Description
6211 Security brokers, dealers, and flotation companies
6282 Investment advice

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board, President, Executive Director XiaoboGe 53 10/20/2022 10/1/2019
Finance Director, Vice President LeiYin 53 6/1/2022 6/1/2022
Chief Information Officer WeiHuang 45 10/27/2023 10/27/2023
12 additional Officers and Directors records available in full report.

General Information
Number of Employees: 2,678 (As of 12/31/2023)
Outstanding Shares: 2,831,773,168 (As of 9/30/2024)
Shareholders: 105,090
Stock Exchange: SHA
Fax Number: +86 51082833124


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Wednesday, November 20, 2024