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Hongta Securities Co Ltd
No. 155-1, Beijing Road
Phone: +86 87163577113p:+86 87163577113 KUNMING, YUN  650011  China Ticker: 601236601236
Business Summary
Hongta Securities Co Ltd is a China-based company primarily engaged in securities operations. The Company operates through four segments. Proprietary Investment segment includes proprietary equity investment, proprietary fixed income investment, market-making investment in the National Equities Exchange and Quotations, innovative and derivatives investment and direct equity and alternative investment. Wealth Management segment includes corporate securities brokerage, futures brokerage, margin trading, asset management, public fund management and private equity management. Institutional Services segment includes investment banking, stock pledge services, futures risk subsidiary operations, research and institutional sales and other services for institutions. The Company also operates through the Others segment.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
Yes------

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
6/30/202512/31/2024Yes----

Industries
SIC Code Description
6282 Investment advice
6211 Security brokers, dealers, and flotation companies

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board FengJing 57 8/18/2022 8/18/2022
President, Director ChunhuiShen 49 8/30/2022 5/1/2016
Chief Financial Officer, Secretary of the Board XuZhai 53 10/13/2023 8/29/2023
11 additional Officers and Directors records available in full report.

General Information
Number of Employees: 1,201 (As of 12/31/2024)
Outstanding Shares: 4,716,787,742 (As of 6/30/2025)
Shareholders: 93,497
Stock Exchange: SHA
Fax Number: +86 87163579074


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Thursday, October 30, 2025