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First Capital Securities Co Ltd
15-20F, Investment Bank Mansion, No. 115
Phone: +86 75523838868p:+86 75523838868 SHENZHEN, GNG  518048  China Ticker: 002797002797
Business Summary
First Capital Securities Co Ltd is a China-based company mainly engaged in financial business. The Company operates six segments. The Securities Brokerage and Credit Business is engaged in securities agency trading, securities investment consulting, margin trading, and others. The Proprietary Investment and Trading Business is engaged in equity securities investment, equity derivatives multi-strategy investment and new third board market making business. The Fixed Income Business is engaged in bond sales, bonds and related derivatives trading. The Investment Banking Business is engaged in equity financing, debt and structured financing, and others. The Asset Management and Fund Management Business is engaged in collective asset management, single asset management, and others. The Private Equity Fund Management and Alternative Investment Business is engaged in private investment fund management, equity investment, and alternative investment business.
(Source: ARS)

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
Yes------

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
3/31/202512/31/2024Yes----

Industries
SIC Code Description
6282 Investment advice
6211 Security brokers, dealers, and flotation companies
6221 Commodity contracts brokers and dealers

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Acting Chairman of the Board, Vice Chairman of the Board Qingmeipingcuo.. 38 7/22/2025 6/27/2023
President, Director FangWang 47 6/29/2018 6/28/2018
Chief Financial Officer, Vice President DongjunMa 57 6/7/2021 8/1/2013
11 additional Officers and Directors records available in full report.

Subsidiaries
Business Name Address City State/Province Country
First Capital Investment Mgmt Co Ltd SHENZHEN GNG China

Business Names
Business Name
002797
First Capital Futures Co., Ltd.
First Capital Investment Banking Co., Ltd.
First Capital Investment Management Co., Ltd.
Shenzhen First Capital Innovative Management Co. Ltd.
Truvalue Asset Management Co., Ltd.

General Information
Number of Employees: 2,771 (As of 12/31/2024)
Outstanding Shares: 4,202,400,000 (As of 3/31/2025)
Shareholders: 338,677
Stock Exchange: SHE
Fax Number: +86 75523838877


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Tuesday, August 12, 2025