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First Capital Securities Co Ltd
15-20F, Investment Bank Mansion, No. 115
Phone: +86 75523838868p:+86 75523838868 SHENZHEN, GNG  518048  China Ticker: 002797002797
Business Summary
First Capital Securities Co., Ltd. is a comprehensive securities company. The Company is mainly engaged in the fixed income, investment banking, asset management and securities brokerage businesses. The Company's fixed income business includes the sale of bonds, and the trading of bonds and related derivatives. Its investment banking businesses include the equity finance, debt and structured finance and relate financial advisory services. Its asset management businesses include the collective asset management, targeted asset management, specialized asset management and fund management business. Its securities brokerage services include the agent and trading of securities, the investment and consultation of securities, stock pledge repo, future introducing broker (IB) and prime broker (PB) businesses. The Company is also engaged in the securities proprietary trading, futures brokerage and direct investment, among others.
(Source: N-30D)

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
Yes------

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
9/30/202412/31/2023Yes----

Industries
SIC Code Description
6282 Investment advice
6211 Security brokers, dealers, and flotation companies
6221 Commodity contracts brokers and dealers

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board LishunWu 49 6/28/2023 6/27/2023
President, Director FangWang 46 6/29/2018 6/28/2018
Chief Financial Officer, Vice President DongjunMa 56 6/7/2021 8/1/2013
11 additional Officers and Directors records available in full report.

Subsidiaries
Business Name Address City State/Province Country
First Capital Investment Mgmt Co Ltd SHENZHEN GNG China

Business Names
Business Name
002797
First Capital Futures Co., Ltd.
First Capital Investment Banking Co., Ltd.
First Capital Investment Management Co., Ltd.
Shenzhen First Capital Innovative Management Co. Ltd.
Truvalue Asset Management Co., Ltd.

General Information
Number of Employees: 3,224 (As of 12/31/2023)
Outstanding Shares: 4,202,400,000 (As of 9/30/2024)
Shareholders: 207,610
Stock Exchange: SHE
Fax Number: +86 75523838877


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Monday, December 2, 2024