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Huaxi Securities Co Ltd
No. 198
Tianfu Second Street, Hi-tech Zone
Phone: +86 2886150207p:+86 2886150207 CHENGDU, SIC  610095  China Ticker: 002926002926
Business Summary
Huaxi Securities Co., Ltd. is a China-based company which is mainly engaged in securities business. The Company mainly has five segments. The Brokerage Business segment is principally engaged in stocks, securities investment funds and bond spot business. The Investment Banking Business segment is principally engaged in securities underwriting, sponsorship and financial advisory businesses. The Asset Management segment is principally engaged in aggregated asset management business, targeted asset management business and asset securitization business. The Self-operated Business segment is mainly engaged in stocks, funds and bonds. The Futures Business segment is principally engaged in the provision of futures brokerage and futures investment advisory services through its holding subsidiaries.
(Source: N-30D)

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
Yes------

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
9/30/202312/31/2022Yes----

Industries
SIC Code Description
6211 Security brokers, dealers, and flotation companies
6221 Commodity contracts brokers and dealers
6282 Investment advice
6799 Investors, not elsewhere classified
6159 Miscellaneous business credit institutions
6099 Functions related to depository banking, not elsewhere classified

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board JianxiongLu 58 11/27/2020 11/27/2020
Vice Chairman of the Board LijunXiang 46 1/25/2018 1/25/2018
Finance Director, Deputy General Manager BinLi 51 8/13/2021 8/13/2021
12 additional Officers and Directors records available in full report.

General Information
Number of Employees: 4,346 (As of 6/30/2023)
Outstanding Shares: 2,625,000,000 (As of 9/30/2023)
Shareholders: 104,367
Stock Exchange: SHE
Fax Number: +86 2886150100


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Friday, April 19, 2024