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Huaxi Securities Co Ltd
No. 198
Tianfu Second Street, Hi-tech Zone
Phone: +86 2886150207p:+86 2886150207 CHENGDU, SIC  610095  China Ticker: 002926002926
Business Summary
Huaxi Securities Co Ltd is a China-based company engaged in securities business. The Company operates its business mainly through six divisions: The brokerage and wealth management business segment mainly includes securities and futures brokerage business, promotion and agency sales of financial products. The credit business segment includes margin financing and securities lending business and stock pledged repurchase business. The investment banking business division includes securities underwriting and sponsorship business, financial advisory business and NEEQ recommendation business. The asset management business segment includes asset management services provided to managers of collective, single and specialized asset management products. The investment business segment includes the Company’s self-operated investments in stocks, bonds, funds, etc., as well as the alternative investment business of subsidiaries.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
Yes------

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
9/30/202512/31/2024Yes----

Industries
SIC Code Description
6211 Security brokers, dealers, and flotation companies
6221 Commodity contracts brokers and dealers
6282 Investment advice
6799 Investors, not elsewhere classified
6159 Miscellaneous business credit institutions
6099 Functions related to depository banking, not elsewhere classified

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board YiZhou 55 12/29/2023 12/29/2023
Vice Chairman of the Board HuiHuang 50 4/26/2024 12/29/2023
Finance Director, Deputy General Manager BinLi 53 8/13/2021 8/13/2021
12 additional Officers and Directors records available in full report.

General Information
Number of Employees: 4,011 (As of 6/30/2025)
Outstanding Shares: 2,625,000,000 (As of 9/30/2025)
Shareholders: 92,499
Stock Exchange: SHE
Fax Number: +86 2886150100


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Thursday, March 12, 2026