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Dundee Capital Markets Inc
1 Adelaide Street East
Suite 2000
Phone: 416- 350-3388p:416- 350-3388 Toronto, ON  M5C 2V9  Canada Ticker: DCMDCM
This company is no longer actively traded on any major stock exchange.
Business Summary
Dundee Capital Markets Inc. (DCM) is a holding company incorporated to acquire, indirectly, certain assets from DundeeWealth Inc. and its subsidiaries. Its business is conducted through Dundee Securities Ltd. (DSL). DSL’s business activities include institutional equity sales and trading, investment banking, research and advisory services, as well as fixed income, foreign exchange trading, principal and other trading activities. DSL also provide investment management and related administrative services. DSL’s investment banking group provides financial services to corporate clients, including underwriting sale of securities to public, private placements of securities to merger and acquisitions, divestitures, reorganizations and restructurings and stock exchange listings.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
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Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
9/30/201112/31/2010Yes----

Industries
SIC Code Description
6211 Security brokers, dealers, and flotation companies
6282 Investment advice
6799 Investors, not elsewhere classified
6719 Offices of holding companies, not elsewhere classified

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board NedGoodman 73 12/16/2010
President, Chief Executive Officer, Director Joanne S.Ferstman 44 12/10/2010
Chief Financial Officer, Executive Vice President RobertSellars
8 additional Officers and Directors records available in full report.

General Information
Outstanding Shares: 154,736,426 (As of 12/21/2011)
Stock Exchange: CVE


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