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Gladstone Investment Corporation
1616 ANDERSON RD
Phone: (703) 287-5800p:703 287-5800 MCLEAN, VA  22102  United States Ticker: GAINGAIN

Business Summary
Gladstone Investment Corporation is an externally managed, closed-end, non-diversified management investment company. The Company’s investment objectives are to achieve and grow current income by investing in debt securities of established businesses that it believes will provide stable earnings and cash flow to pay expenses, make principal and interest payments on its outstanding indebtedness and make distributions to stockholders that grow over time, and provide its stockholders with long-term capital appreciation in the value of its assets by investing in equity securities of established businesses, generally in combination with the aforementioned debt securities, that it believe can grow over time to permit them to sell its equity investments for capital gains. It has investments in sectors, such as diversified/conglomerate services, home and office furnishings, housewares, and durable consumer products, and others. Its investment advisor is Gladstone Management Corporation.

Scores and Ratings
FRISK®
Score
Z''
Score
PAYCE®
Score
DBT
Index
Moody's
Rating
Fitch
Rating
DBRS
Rating
---Yes---

Financials, News and Filings
Latest
Statement
Last
Audit

News
SEC
Filings
Bankruptcy
Filings
Suit &
Judgment
Filings
Tax
Lien
Filings
12/31/20233/31/2023YesYes--Yes

Industries
SIC Code Description
6726 Unit investment trusts, face-amount certificate offices

Officers and Directors

Title

Name

Age
Title
Date
Start
Date
Chairman of the Board, Chief Executive Officer David J.Gladstone 80 1/1/2005 1/1/2005
President David A.Dullum 75 8/6/2015 6/1/2005
Chief Financial Officer, Treasurer RachaelEaston 38 12/13/2021 12/13/2021
7 additional Officers and Directors records available in full report.

Subsidiaries
Business Name Address City State/Province Country
Educators Resource, Inc. 2575 Schillinger Rd N Semmes Alabama United States
Mason West, LLC 1601 E Miraloma Ave Placentia California United States
J.R. Hobbs Co. - Atlanta, LLC 2021 Cedars Road, Suite 100 Lawrenceville GA United States
6 additional Subsidiary records available in full report.

Business Names
Business Name
AJ Engineering, LLC
Educators Resource, Inc.
GAIN
17 additional Business Names available in full report.

General Information
Number of Employees: 74 (As of 3/31/2023)
Outstanding Shares: 35,890,160 (As of 2/5/2024)
Shareholders: 21
Stock Exchange: NASD
Federal Tax Id: 830423116
Fax Number: (302) 636-5454


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Thursday, April 25, 2024