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Northeast Securities Co Ltd
No. 6666 Shengtai Street
Phone: +86 43185096806p:+86 43185096806 CHANGCHUN, JLN  130119  China Ticker: 000686000686
Business Summary
Northeast Securities Co Ltd is a China-based company mainly engaged in securities business. The Company operates seven segments: the Wealth Business, the Securities Underwriting and Sponsorship Business, the Securities Proprietary Business, the Securities Asset Management Business, the Other Businesses, the Fund Management Business and the Futures Business. The Company operates four main businesses. The wealth management business mainly provides professional asset allocation services. The investment banking business mainly provides comprehensive solutions for investment and financing. The investment and sales trading business mainly provides research services, market making trading services, alternative investment services, and other financial innovation services. The asset management business mainly provides asset management, public fund management, and private equity fund management services.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
Yes------

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
3/31/202512/31/2024Yes----

Industries
SIC Code Description
6211 Security brokers, dealers, and flotation companies
6282 Investment advice
6221 Commodity contracts brokers and dealers

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board FuchunLi 60 1/15/2016 1/15/2016
President, Vice Chairman of the Board JunyanHe 56 1/1/2019 8/21/2007
Vice Chairman of the Board XiaofengSun 62 1/1/2023 1/15/2007
12 additional Officers and Directors records available in full report.

Business Names
Business Name
000686
Liulu Industrial Co., Ltd.
Northeast Securities Co., Ltd.

General Information
Number of Employees: 3,656 (As of 12/31/2024)
Outstanding Shares: 2,340,452,915 (As of 3/31/2025)
Shareholders: 88,002
Stock Exchange: SHE
Fax Number: +86 43185096816


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Tuesday, May 13, 2025