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Capital Securities Corp.
14F-3
No. 156, Section 3, Minsheng East Road
Phone: +886 287898888p:+886 287898888 TAIPEI, 105  Taiwan Ticker: 60056005
Business Summary
Capital Securities Corp. is a Taiwan-based company principally engaged in the provision of financial services. The Company operates its through brokerage segment, which provides securities broking and securities financing services; wealth management segment, which provides financial planning and advices; enterprise financing segment, engaged in the assisting and consulting of public listing, the underwriting of monetary additional shares and convertible company bonds, as well as the offering of evaluation and financial planning services for companies; proprietary segment, engaged in the trading of securities and acting as a market maker, as well as bond segment, derivative products segment and service agency segment. The Company operates its businesses primarily in domestic markets.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
YesYes---Yes-

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
12/31/202312/31/2023Yes----

Industries
SIC Code Description
6211 Security brokers, dealers, and flotation companies
6221 Commodity contracts brokers and dealers
6282 Investment advice

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board XiuzhenZhou 11/24/2023 11/24/2023
General Manager Wen-ChuLee 11/24/2023 3/29/2023
Deputy General Manager, Head of Finance & Accounting Hsien-YangChou 2/1/2022
12 additional Officers and Directors records available in full report.

Subsidiaries
Business Name Address City State/Province Country
CSC Securities (HK) Limited 2601 One International Finance Centre Central Hong Kong Hong Kong
Taiwan International Securities Corp. 33F, 97, Tunhwa South Road Taipei Taiwan

Business Names
Business Name
6005
Capital Securities Co. Ltd.
Capital Securities Corp
Capital Securities Corp.
CSC Securities (HK) Limited
Taiwan International Securities Corp

General Information
Number of Employees: 2,871 (As of 12/31/2012)
Outstanding Shares: 2,170,908,000 (As of 12/31/2023)
Shareholders: 109,207
Stock Exchange: TPE
Fax Number: +886 287892940


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Friday, April 19, 2024