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Sparx Group Co Ltd
6F
Shinagawa Season Terrace, 1-2-70, Konan
Phone: +81 367119100p:+81 367119100 MINATO-KU, TKY  108-0075  Japan Ticker: 87398739
Business Summary
SPARX Group Co., Ltd. is a Japan-based holding company mainly engaged in the asset management business. The Company is engaged in the asset management business for clients, including corporate pension annuities, government entities, private and trust banks and public pension funds; the provision of investment advisory services; the operation of mutual fund business, which includes the provision of various mutual funds to financial institutions and individual investors directly or through brokerage houses, banks and other intermediaries in Japan, Europe and the United States, as well as the securities business, including the provision of advisory services for investors. Through its subsidiaries, the Company is also engaged in the research and operation of foreign stocks, including Japanese, Korean and other Asian stocks.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
YesYes-----

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
12/31/20233/31/2023Yes----

Industries
SIC Code Description
6282 Investment advice
6211 Security brokers, dealers, and flotation companies
6719 Offices of holding companies, not elsewhere classified

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
President, Group Chief Executive Officer, Group CIO, Representative Director ShuheiAbe 69 4/1/2023 6/1/1989
Group Chief Financial Officer, Group Executive Officer HiroshiMinematsu 1/1/2023 1/1/2019
Group Executive Officer TakakiDemichi 51
7 additional Officers and Directors records available in full report.

Business Names
Business Name
8739
SPARX Asset Management Co., Ltd.
SPARX Group Co., Ltd.

General Information
Number of Employees: 173 (As of 3/31/2023)
Outstanding Shares: 39,794,839 (As of 12/31/2023)
Shareholders: 5,646
Stock Exchange: TYO
Fax Number: +81 367119101


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Thursday, April 18, 2024