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Lehman Brothers Holdings Inc. Plan Trust
1271 Avenue of the Americas
Phone: (646) 285-9000p:646 285-9000 New York, NY  10020  United States Fax: (212) 526-3738f:212 526-3738

On 3/6/2012, the Modified Third Amended Joint Chapter 11 Plan of Lehman Brothers Holdings Inc. and its Affiliated Debtors went into effect.
On 6/1/2014, FL 6801 Spirits LLC, a wholly owned subsidiary of Lehman Brothers Holdings Inc., and three of its wholly owned subsidiaries filed voluntary Chapter 11 petitions in the United States Bankruptcy Court for the Southern District of New York (Case #14-11691).
This company is no longer actively traded on any major stock exchange.

Business Summary
Lehman Brothers Holdings Inc. Plan Trust, formerly Lehman Brothers Holdings Inc., serves the financial needs of corporations, governments and municipalities, institutional clients and high-net-worth individuals. It provides services in equity and fixed income sales, trading and research, investment banking, asset management, private investment management and private equity. It has three segments: Capital Markets, Investment Banking and Investment Management. In May 2010, the Company spun out its European mezzanine business to Neovara. In November 2011, the Company sold its interest in a 10-building, three million square-foot Rosslyn, Virginia real estate portfolio to Goldman Sachs & Co.

Scores and Ratings
FRISK®
Score
Z''
Score
PAYCE®
Score
DBT
Index
Moody's
Rating
Fitch
Rating
DBRS
Rating
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Financials, News and Filings
Latest
Statement
Last
Audit

News
SEC
Filings
Bankruptcy
Filings
Suit &
Judgment
Filings
Tax
Lien
Filings
8/31/200811/30/2007YesYesYes-Yes

Officers and Directors

Title

Name

Age
Title
Date
Start
Date
President, Chief Executive Officer John K.Suckow 50 3/8/2012 4/7/2009
Principal Financial Officer, EVP, Principal Accounting Officer, Treasurer, Controller William J.Fox 52 4/23/2009 4/23/2009
Co-Chief Executive Officer, Europe and the Middle East RiccardoBanchetti 9/1/2008
9 additional Officers and Directors records available in full report.

Subsidiaries
Business Name Address City State/Province Country
Lehman Brothers Securitites N.V. Netherlands Antilles
LEHMAN BROTHERS TREASURY CO. B.V.
LEHMAN BROTHERS UK CAPITAL FUNDING II LP
34 additional Subsidiary records available in full report.

Business Names
Business Name
314 Commonwealth Ave. Inc.
Alnwick Investments (UK) Limited
Appalachian Asset Management Corp.
188 additional Business Names available in full report.

General Information
Number of Employees: 25,935 (As of 8/31/2008)
Outstanding Shares: 689,000,000 (As of 8/31/2008)
Shareholders: 23,200
Stock Exchange: OTC
Federal Tax Id: 133216325
Fax Number: (212) 526-3738
Email Address: sbutler@lehman.com


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Friday, July 21, 2023