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Hennessy Advisors Inc
SUITE 200, 7250 REDWOOD BLVD.
Phone: (415) 899-1555p:415 899-1555 NOVATO, CA  94945  United States Ticker: HNNAHNNA
Business Summary
Hennessy Advisors, Inc. is an investment management company. The Company provides investment advisory services to 16 open-end mutual funds and one exchange-traded fund (ETF) branded as the Hennessy Funds. The Company serves as the investment advisor to all classes of the Hennessy Cornerstone Growth Fund, the Hennessy Focus Fund, the Hennessy Cornerstone Mid Cap 30 Fund, the Hennessy Cornerstone Large Growth Fund, the Hennessy Cornerstone Value Fund, the Hennessy Total Return Fund, the Hennessy Equity and Income Fund, the Hennessy Balanced Fund, the Hennessy Energy Transition Fund, the Hennessy Midstream Fund, the Hennessy Gas Utility Fund, the Hennessy Japan Fund, the Hennessy Japan Small Cap Fund, the Hennessy Large Cap Financial Fund, the Hennessy Small Cap Financial Fund, and the Hennessy Technology Fund (collectively, the Hennessy Mutual Funds), as well as to the Hennessy Stance ESG ETF. The Company also provides shareholder services to investors in the Hennessy Mutual Funds.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
YesYes-Yes---

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
12/31/20239/30/2023YesYes---

Industries
SIC Code Description
6282 Investment advice

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board, Chief Executive Officer, Director Neil J.Hennessy 66 1/26/2018 1/1/1989
President, Chief Operating Officer, Director Teresa M.Nilsen 56 10/1/2021 1/1/1989
Chief Financial Officer, Senior Vice President Kathryn R.Fahy 42 1/26/2018 1/26/2018
6 additional Officers and Directors records available in full report.

Business Names
Business Name
BP Capital TwinLine Energy Fund
BP Capital TwinLine MLP Fund
CCM Small/Mid-Cap Impact Value Fund
7 additional Business Names available in full report.

General Information
Number of Employees: 16 (As of 9/30/2023)
Outstanding Shares: 7,675,363 (As of 2/5/2024)
Shareholders: 2,104
Stock Exchange: NASD
Federal Tax Id: 680176227
Fax Number: (415) 899-1559


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Friday, April 19, 2024