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RIV Capital Inc
40 King Street West, Suite 2504
Phone: (416) 583-5947p:416 583-5947 TORONTO, ON  M5H 3Y2  Canada Ticker: RIVRIV
Business Summary
RIV Capital Inc. is a Canada-based acquisition and investment company. The Company is focused on the United States (U.S.) cannabis market by acquiring, investing in, and developing operators and brands to create a multistate platform. The Company is a direct parent company of RIV Capital US Corporation and RIV Capital Corporation and exercises financial control over Etain, LLC. Through its strategic relationship with The Hawthorne Collective, Inc. (The Hawthorne Collective), a subsidiary of The ScottsMiracle-Gro Company (ScottsMiracle-Gro), the Company is The Hawthorne Collective's preferred vehicle for cannabis-related investments not under the purview of other ScottsMiracle-Gro subsidiaries. The Company's subsidiaries include 2683922 Ontario Inc., RIV Capital US Corporation, RIV Capital US Holdings LLC, RIV Capital US Real Estate LLC and RIV Capital US Services LLC.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
YesYes-----

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
9/30/20233/31/2023Yes----

Industries
SIC Code Description
2833 Medicinal chemicals and botanical products
6799 Investors, not elsewhere classified

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Independent Chairman of the Board JosephMimran 1/1/2023 9/17/2018
Interim Chief Executive Officer, Chief Operating Officer MikeTotzke 2/28/2023 6/20/2022
Chief Financial Officer EdwardLucarelli 9/17/2018 9/17/2018
7 additional Officers and Directors records available in full report.

Subsidiaries
Business Name Address City State/Province Country
Etain, LLC 29 Aspetong Road Katonah NY United States

Business Names
Business Name
2683922 Ontario Inc.
AIMB.P
AIMV.P
Canopy Rivers Corporation
Etain, LLC
RIV

General Information
Number of Employees: 23 (As of 3/31/2023)
Outstanding Shares: 135,680,154 (As of 9/30/2023)
Stock Exchange: CNQ
Fax Number: (416) 583-5947


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Monday, April 22, 2024