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Guotai Junan Securities Co Ltd
No. 768
Nanjing West Road, JingAn District
Phone: +86 2138676798p:+86 2138676798 SHANGHAI, SHA  200041  China Ticker: 601211601211
Business Summary
Guotai Junan Securities Co.,Ltd. is principally engaged in the securities brokerage, securities credit transactions, investment banking, securities trading, securities research and over-the-counter (OTC) businesses. The Company operates its business through four segments. Institutional Financial Service segment include investment banking and institutional investor services. Personal Financial Service segment mainly includes the provision of securities and futures brokerage, margin business, wealth management, financial planning and other services. Investment Management segment provides asset management and fund management services mainly for institutions and individuals, as well as involves in the direct investment business. International Business segment mainly includes brokerage, corporate financing, asset management, loan and financing and financial products, marketing and investment businesses, as well as building an international business platform.
(Source: PROSPECTUS)

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
----Yes--

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
6/30/202312/31/2022Yes----

Industries
SIC Code Description
6211 Security brokers, dealers, and flotation companies
8742 Management consulting services
6282 Investment advice

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Executive Chairman of the Board QingHe 51 2/12/2020 2/12/2020
President, Executive Vice Chairman of the Board SongWang 57 11/28/2016 9/8/2015
Chief Financial Officer, Chief Risk Officer, Vice President XiaogangNie 50 6/28/2021 6/28/2021
10 additional Officers and Directors records available in full report.

General Information
Number of Employees: 14,492 (As of 12/31/2022)
Outstanding Shares: 8,904,610,816 (As of 7/6/2023)
Shareholders: 175,086
Stock Exchange: SHA
Fax Number: +86 2138670798


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Thursday, September 28, 2023