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Haitong Securities Co Ltd
No.689, Guangdong Road
Phone: +86 2123180000p:+86 2123180000 SHANGHAI, SHA  200011  China Ticker: 68376837
Business Summary
Haitong Securities Co Ltd is a China-based company mainly engaged in security businesses. The Company mainly conducts business through six segments. The Wealth Management segment mainly provides comprehensive financial services and investment solutions. The Investment Banking segment mainly provides sponsorship and underwriting services for financing activities, and provides financial advisory services for corporate clients in mergers and acquisitions, asset restructuring. The Asset Management segment mainly provides comprehensive multi-product investment management services. The Trading and Institutional segment mainly provides stock sales trading, prime brokerage, stock lending, stock research in global markets, and market making services. The Financial Leasing segment mainly provides innovative financial service solutions. The Other segment mainly provide, other comprehensive financial and information services, including warehouse receipt services.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
YesYes-----

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
12/31/202312/31/2022Yes----

Industries
SIC Code Description
6282 Investment advice
6211 Security brokers, dealers, and flotation companies
6159 Miscellaneous business credit institutions

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board, Executive Director JieZhou 55 10/28/2018 9/23/2016
Chief Financial Officer, Deputy General Manager XinjunZhang 48 6/30/2023 3/27/2018
Chief Information Officer, Deputy General Manager YuxingMao 52 6/19/2019 9/19/2016
12 additional Officers and Directors records available in full report.

Subsidiaries
Business Name Address City State/Province Country
Haitong International Finance Holdings Ltd British Virgin Islands
Haitong International Securities Grp Ltd 22F Li Po Chun Chambers Hong Kong
Haitong Investment Ireland PLC 4th Floor Spencer House Dublin 2 Ireland
4 additional Subsidiary records available in full report.

Business Names
Business Name
600837
6837
Banco Espírito Santo de Investimento, S.A.
8 additional Business Names available in full report.

General Information
Number of Employees: 13,637 (As of 12/31/2023)
Outstanding Shares: 13,064,200,000 (As of 12/31/2023)
Stock Exchange: HKG
Fax Number: +86 2163410627


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Tuesday, April 16, 2024