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Piper Jaffray Companies (OLD)
800 Nicollet Mall Ste 1000
Phone: (612) 303-6000p:612 303-6000 MINNEAPOLIS, MN  55402-7036  United States Fax: (302) 655-5049f:302 655-5049
Business Summary
Piper Jaffray Companies is an investment bank and asset management company. The Company's segments include Capital Markets and Asset Management. The Capital Markets segment provides investment banking and institutional sales, trading and research services for various equity and fixed income products. The Asset Management segment includes its traditional asset management business and its investments in registered funds and private funds or partnerships that it manages. It provides a range of products and services, including equity and debt capital markets products; public finance services; financial advisory services; equity and fixed income institutional brokerage; equity and fixed income research, and asset management services. The Company serves the needs of corporations, private equity groups, public entities, non-profit entities and institutional investors in the United States and internationally.
(Source: 10-K)

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
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Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
12/31/19979/30/1997YesYes---

Industries
SIC Code Description
6211 Security brokers, dealers, and flotation companies
6282 Investment advice

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board Andrew S.Duff 60 12/31/2017 12/31/2003
President, Director Debbra L.Schoneman 49 9/12/2018 9/12/2018
Chief Executive Officer Chad R.Abraham 49 1/1/2018 10/1/2010
9 additional Officers and Directors records available in full report.

Business Names
Business Name
River Branch Holdings LLC
Simmons & Company International

General Information
Number of Employees: 1,192 (As of 12/31/2015)
Shareholders: 1,053
Stock Exchange: NYSE
Federal Tax Id: 411233380
Fax Number: (302) 655-5049


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Friday, July 21, 2023