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Merriman Holdings Inc
NINTH FLOOR, 600 CALIFORNIA STREET
Phone: (415) 248-5640p:415 248-5640 SAN FRANCISCO, CA  94108  United States Ticker: MERR MERR
This company ceased filing statements with the SEC on 3/30/2016.
Business Summary
Merriman Holdings, Inc. is a financial services holding company. The Company, through its wholly owned operating subsidiary Merriman Capital, Inc. (MC), provides capital markets advisory and research, corporate and investment banking services. The Company has three operating segments: MC, Financial Entrepreneurial Platform (FEP) and Capital Market Advisory Services (CMAG). The Company's MC segment includes a range of services, such as capital raising and financial advisory services for corporate clients, and brokerage and equity research services for its institutional investor clients. The Company's FEP segment includes capital raising services through a network of independent investment bankers. The Company's CMAG segment includes capital market advisory services, such as assisting corporate issuers in listing on OTCQX, the OTC Market tier, along with other services that facilitate the access to institutional capital markets.
(Source: 10-K)

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
-------

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
9/30/201512/31/2014YesYes--Yes

Industries
SIC Code Description
6211 Security brokers, dealers, and flotation companies
6282 Investment advice

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Co-Chairman of the Board, Chief Executive Officer D. JonathanMerriman 55 9/1/2010 2/1/2000
Independent Co-Chairman of the Board Ronald L.Chez 76 9/1/2010 9/8/2009
General Counsel and Corporate Secretary Michael C.Doran 55 9/1/2009 9/1/2009
Independent Director Patrick W.O'Brien 74 12/21/2010 12/21/2010
Independent Director Dennis G.Schmal 68 8/19/2003 8/19/2003

Business Names
Business Name
MCF Asset Management, LLC
MCF Wealth Management, LLC
MEM
7 additional Business Names available in full report.

General Information
Number of Employees: 32 (As of 12/31/2012)
Outstanding Shares: 4,560,300 (As of 11/6/2015)
Shareholders: 681
Stock Exchange: OTC
Federal Tax Id: 112936371
Fax Number: (302) 655-5049
Email Address: investor_relations@ratexchange.com


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Monday, August 28, 2023