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Ladenburg Thalmann Financial Services
4400 Biscayne Blvd., 12Th Floor
Phone: (305) 572-4100p:305 572-4100 MIAMI, FL  33137  United States Fax: (305) 572-4199f:305 572-4199

This company was Merged or Acquired on 2/14/2020.
This is a Subsidiary, click here for the Parent Company

Business Summary
Ladenburg Thalmann Financial Services Inc. is a financial services company engaged in independent brokerage and advisory services, investment banking, equity research, institutional sales and trading, asset management services, wholesale life insurance brokerage and trust services. It operates through three segments: the independent brokerage and advisory services segment, the Ladenburg segment and the insurance brokerage segment. The independent brokerage and advisory services segment includes the broker-dealer and investment advisory services provided by its independent broker-dealer subsidiaries to their independent contractor financial advisors and the wealth management services provided by Premier Trust, Inc. The Ladenburg segment includes the investment banking, sales and trading and asset management services, and investment activities. The insurance brokerage segment includes the wholesale insurance brokerage activities provided by Highland Capital Brokerage, Inc.
(Source: 10-K)

Scores and Ratings
FRISK®
Score
Z''
Score
PAYCE®
Score
DBT
Index
Moody's
Rating
Fitch
Rating
DBRS
Rating
--YesYes---

Financials, News and Filings
Latest
Statement
Last
Audit

News
SEC
Filings
Bankruptcy
Filings
Suit &
Judgment
Filings
Tax
Lien
Filings
12/31/201912/31/2019YesYes--Yes

Officers and Directors

Title

Name

Age
Title
Date
Start
Date
President, Chief Executive Officer, Director JamiePrice 60 2/14/2020 2/14/2020
Chief Financial Officer, Senior Vice President Brett H.Kaufman 49 4/1/2010 3/1/2008
Senior Vice President - Corporate and Regulatory Affairs JosephGiovanniello 61 1/1/2013 5/1/2001
Director AhmedHassanein 48 12/31/2020 2/14/2020
Director MatthewSchlueter 2/14/2020 2/14/2020

Business Names
Business Name
Beam Asset Management
Dalton Strategic Investment Services Inc.
HCHC Acquisition Inc.
20 additional Business Names available in full report.

General Information
Number of Employees: 1,510 (As of 12/31/2019)
Outstanding Shares: 149,311,259 (As of 12/31/2019)
Shareholders: 1
Stock Exchange: AMEX
Federal Tax Id: 650701248
Fax Number: (305) 572-4199


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Friday, July 21, 2023