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Arrowmark Financial Corp
100 FILLMORE STREET, SUITE 325
Phone: (302) 658-7581p:302 658-7581 DENVER, CO  80206  United States Ticker: BANXBANX
Business Summary
ArrowMark Financial Corp. is a non-diversified, closed-end management investment company. Its investment objective is to provide stockholders with current income, and to a lesser extent, capital appreciation. It achieves its investment objective through investment in preferred equity, debt and subordinated debt, structured notes and securities, convertible securities, regulatory capital securities and common equity issued or structured by banks and financial institutions, including community banks, larger regional, national and money center banks domiciled in the United States and foreign and global money center banks. Under normal circumstances, the company may invest at least 80% of the value of its net assets plus the amount of any borrowings for investment purposes in such banking-related securities. It indirectly invests in securities issued or structured by banks through structured securities and credit derivatives. Its investment advisor is ArrowMark Asset Management, LLC.
(Source: 6-K)

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
Yes--Yes---

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
12/31/202512/31/2025YesYes--Yes

Industries
SIC Code Description
6726 Unit investment trusts, face-amount certificate offices

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board, Chief Executive Officer Sanjai S.Bhonsle 54 2/12/2020 2/12/2020
President DanaStaggs 52 6/14/2022 6/14/2022
Chief Financial Officer Patrick J.Farrell 65 4/1/2014 4/1/2014
7 additional Officers and Directors records available in full report.

General Information
Outstanding Shares: 9,685,741 (As of 4/22/2026)
Stock Exchange: NASD
Federal Tax Id: 900934878
Fax Number: (302) 655-5049


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Tuesday, May 12, 2026