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thinkorswim Group Inc.
45 Rockefeller Plaza,
Suite 2012
Phone: (801) 816-6918p:801 816-6918 New York, NY  10111  United States Ticker: SWIM SWIM
This company ceased filing statements with the SEC on 6/11/2009.
This company is no longer actively traded on any major stock exchange.
This is a Subsidiary, click here for the Parent Company
Business Summary
thinkorswim Group Inc., formerly Investools Inc., operates in two segments: Brokerage Services and Investor Education. The Company offers online brokerage, investor education and brokerage and related financial products and services for self-directed investors and traders. It’s Brokerage Services segment includes thinkorswim, Inc., the Company’s online brokerage provides a suite of trading platforms serving self-directed and institutional traders and money managers. The Company’s customers trade a range of products, including stock and stock options, index options, futures and futures options, mutual funds and fixed income. Its Investor Education segment offers a range of investor education products and services that provide learning in a variety of interactive delivery formats. Its educational products and services cover a range of financial products, including equity securities and options. In June 2009, TD Ameritrade Holding Corp. completed the acquisition of thinkorswim Group Inc.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
-Yes-Yes---

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
3/31/200912/31/2008YesYes---

Industries
SIC Code Description
6211 Security brokers, dealers, and flotation companies
8299 Schools and educational services, not elsewhere classified
7375 Information retrieval services

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board, Chief Executive Officer Lee K.Barba 58 6/1/2002 12/1/2001
Chief Financial Officer, Senior Vice President Ida K.Kane 39 1/17/2005 1/17/2005
President of Thinkorswim Group, Inc., Director TomSosnoff 52 2/1/2007
7 additional Officers and Directors records available in full report.

Business Names
Business Name
Investools Asia Pacific Pte., Limited
Investools Hong Kong Ltd.
INVESTools Inc.
13 additional Business Names available in full report.

General Information
Number of Employees: 698 (As of 12/31/2008)
Outstanding Shares: 66,812,819 (As of 5/6/2009)
Shareholders: 4,900
Stock Exchange: NASD
Federal Tax Id: 760685039
Fax Number: (801) 816-6003
Email Address: jennifer.mundine@investools.com


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Sunday, July 30, 2023