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SME Securities Corp
193C1 Ba Trieu
Le Dai Hanh Ward, Hai Ba Trung District
Phone: +84 422205678p:+84 422205678 HANOI, Vietnam Fax: +84 422205680f:+84 422205680

On 9/27/2012, SME Securities Corp was forced to delist 22.5 million common shares from the Hanoi Stock Exchange due to violation of information disclosure regulations.
This company is no longer actively traded on any major stock exchange.

Business Summary
SME Securities Corporation (SMES) is a Vietnam-based provider of investment services. It offers securities brokerage services and investment advice for individual and institutional clients, as well as underwriting services, custody services, share auction services and shareholder management services. The Company also provides financial advisory services for corporate events, such as equitizations, bond and equity offerings, financial restructurings and mergers and acquisitions (M&As). In addition, it is involved in securities trading. During the year ended December 31, 2010, securities trading and the provision of securities brokerage services accounted for 42.43% of the Company's total revenue. The Company announces that it would discontinue its securities brokerage operations from March 1, 2012 to August 31, 2012. SMES would also close its branch in Ho Chi Minh City, Vietnam.

Scores and Ratings
FRISK®
Score
Z''
Score
PAYCE®
Score
DBT
Index
Moody's
Rating
Fitch
Rating
DBRS
Rating
-Yes-----

Financials, News and Filings
Latest
Statement
Last
Audit

News
SEC
Filings
Bankruptcy
Filings
Suit &
Judgment
Filings
Tax
Lien
Filings
9/30/201112/31/2010Yes----

Officers and Directors

Title

Name

Age
Title
Date
Start
Date
Chairman of the Board of Management, General Director Chi H.Phan 36 1/24/2011 12/1/2006
Chief Accounting Officer Tuan Q.Duong 4/16/2012 4/16/2012
Deputy General Director Thao T.Nguyen 36 8/1/2009 8/1/2009
4 additional Officers and Directors records available in full report.

General Information
Outstanding Shares: 22,500,000 (As of 9/30/2011)
Stock Exchange: HST
Fax Number: +84 422205680


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Saturday, July 22, 2023