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SWS Group Inc.
1201 Elm Street
Suite 3500
Phone: (214) 651-1800p:214 651-1800 Dallas, TX  75270-2108  United States Fax: (214) 658-9312f:214 658-9312

This company was Merged or Acquired on 1/1/2015.
This company ceased filing statements with the SEC on 1/15/2015.
This company is no longer actively traded on any major stock exchange.
This is a Subsidiary, click here for the Parent Company

Business Summary
SWS Group, Inc. (SWS) is a diversified financial services holding company. The Company, through its subsidiaries, is focused on delivering investment banking, commercial banking and related financial services to corporate, individual and institutional investors, broker or dealers, Governmental entities and financial intermediaries. SWS operates in four segments: Clearing, Retail, Institutional and Banking. The Clearing segment provides clearing and execution services for securities broker or dealers, for bank affiliated firms. The Retail segment includes retail securities products and services, insurance products and managed accounts. The Institutional segment serves customers in securities borrowing and lending, municipal finance, sales, trading and underwriting of taxable and tax-exempt fixed income securities and equity trading. The Banking segment offers banking products and services, and focuses on small business lending and short-term funding for mortgage bankers.
(Source: 10-K)

Scores and Ratings
FRISK®
Score
Z''
Score
PAYCE®
Score
DBT
Index
Moody's
Rating
Fitch
Rating
DBRS
Rating
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Financials, News and Filings
Latest
Statement
Last
Audit

News
SEC
Filings
Bankruptcy
Filings
Suit &
Judgment
Filings
Tax
Lien
Filings
9/30/20146/30/2014YesYes---

Officers and Directors

Title

Name

Age
Title
Date
Start
Date
President, Chief Executive Officer, Director James H.Ross 64 10/28/2010 11/10/2004
Interim Chief Financial Officer, Senior Vice President, Treasurer J. M.Edge 38 9/30/2013 9/30/2013
Executive Chairman and President of Southwest Securities, FSB Robert A.Chereck 66 5/1/2012 5/1/2012
9 additional Officers and Directors records available in full report.

Business Names
Business Name
FSB Development, LLC
Southwest Capital Corporation
Southwest Financial Insurance Agency, Inc.
6 additional Business Names available in full report.

General Information
Number of Employees: 892 (As of 6/30/2014)
Outstanding Shares: 48,456,850 (As of 10/31/2014)
Shareholders: 4,120
Stock Exchange: NYSE
Federal Tax Id: 752040825
Fax Number: (214) 658-9312
Email Address: shodges@swst.com


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Friday, July 21, 2023