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Tokai Tokyo Financial Holdings Inc
2-5-1, Nihonbashi
Phone: +81 335178100p:+81 335178100 CHUO-KU, TKY  103-6130  Japan Ticker: 86168616
Business Summary
Tokai Tokyo Financial Holdings Inc is a Japan-based company primarily engaged in investment and financial service business. The Company is engaged in the purchase and sale of securities, the brokerage of securities, the underwriting, sale, public offering and private offering of securities, as well as other financial product transaction businesses and financial product-related businesses. The Company is also engaged in the provision of financing and fund management services for clients in overseas markets, including Asian, American and European financial markets.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
YesYes-----

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
9/30/20243/31/2024Yes----

Industries
SIC Code Description
6211 Security brokers, dealers, and flotation companies
6719 Offices of holding companies, not elsewhere classified

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board, Representative Director TateakiIshida 78 6/1/2021 6/1/2004
Chairman of the Board of Directors, Independent Director TsunehiroNakayama 75 6/1/2021 6/28/2018
President, Representative Director MasatakaSato 63 6/26/2024 10/1/2013
12 additional Officers and Directors records available in full report.

Subsidiaries
Business Name Address City State/Province Country
Tokai Tokyo Securities (Asia) Limited 15/F. 33 Des Voeux Road Central District Hong Kong
Takagi Securities Co., Ltd. 4F, Osaka Ekimae Daiichi Bldg Osaka-Shi OSK Japan

Business Names
Business Name
8616
PINNACLE, Inc.
Takagi Securities Co., Ltd.
Tokai Tokyo Securities (Asia) Limited

General Information
Number of Employees: 2,655 (As of 3/31/2024)
Outstanding Shares: 250,621,056 (As of 9/30/2024)
Shareholders: 57,733
Stock Exchange: TYO


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Wednesday, November 20, 2024