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Nikko Cordial Corporation (Parent)
6-5, Nihonbashi Kabuto-cho
Chuo-ku
Phone: 81 3 5644 4547p:81 3 5644 4547 Tokyo, 103-8225  Japan Fax: 81 3 5644 4555f:81 3 5644 4555
This company was Merged or Acquired on 1/29/2008.
This is a Subsidiary, click here for the Parent Company
Business Summary
Nikko Cordial Corporation is a Japan-based company mainly engaged in the provision of financial services in the securities-related field. The Company operates in four business segments. The Retail segment provides consulting services for financial products management. The Asset Management segment provides asset management services for individual, corporate and foreign investors. The Investment Banking segment provides corporate financing, capital marketing, initial public offering (IPO) and merge and acquisition (M&A) services for corporate clients. The Merchant Banking segment is involved in the investment of corporate stocks, securities, derivatives and replacement property products. Headquartered in Tokyo, the Company has 114 subsidiaries and 74 associated companies. In January 2008, Nikko Cordial Corporation and Citigroup Japan Holdings Ltd. merged to form Nikko Citi Holdings Inc.

Scores and Ratings
FRISK®
Score		 Z''
Score		 PAYCE®
Score		 DBT
Index		 Moody's
Rating		 Fitch
Rating		 DBRS
Rating
-Yes-----

Financials, News and Filings
Latest
Statement		 Last
Audit
News		 SEC
Filings		 Bankruptcy
Filings		 Suit &
Judgment
Filings		 Tax
Lien
Filings
9/30/20073/31/2007Yes----

Industries
SIC Code Description
6211 Security brokers, dealers, and flotation companies
6221 Commodity contracts brokers and dealers
6282 Investment advice
6371 Pension, health, and welfare funds

Officers and Directors

Title
Name
Age		 Title
Date		 Start
Date
Chairman of the Board Douglas L.Peterson 48 6/1/2007 6/1/2007
Representative Executive Officer, Co-Chairman of the Board KazuyoshiKimura 65 6/1/2007 2/13/2007
Representative Executive President, Director ShojiKuwashima 52 12/26/2006 10/1/2001
12 additional Officers and Directors records available in full report.

Business Names
Business Name
Nikko Cordial Corporation (Parent)
Nikko Cordial Corporation(Parent)

General Information
Number of Employees: 166 (As of 3/31/2007)
Outstanding Shares: 966,781,437 (As of 9/30/2007)
Shareholders: 40,614
Fax Number: 81 3 5644 4555


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Friday, July 21, 2023