Inactive public companies in SIC Industry 6722: Management investment offices, open-end
(No longer filing financials)

Directory  >>  67: Holding and other investment offices  >>  672: Investment offices  >>  6722: Management investment offices, open-end

Scores Ratings Filings


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Business Name

FRISK®
Score
Altman
Z''
Score
PAYCE®
Score

DBT
Index
IRA
CQ
Score

Moody's
Rating

Fitch
Rating

DBRS
Rating

Morningstar
Rating

Latest
Statement


News

SEC
Filings

Bankruptcy
Filings
Suit &
Judgment
Filings
Tax
Lien
Filings
1 ABN Amro Asia Bond Fund (Luxembourg) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2006 News SEC Bankruptcy Suits Liens
2 ABN AMRO-Europe High Divid. Eq. Fund (E) (Luxembourg) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2006 News SEC Bankruptcy Suits Liens
3 Al-Meezan Mutual Fund Limited (Pakistan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2016 News SEC Bankruptcy Suits Liens
4 Argent Energy Trust (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2015 News SEC Bankruptcy Suits Liens
5 Asia Pacific No 14 Ship Investment Co. Ltd. (South Korea) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2017 News SEC Bankruptcy Suits Liens
6 Asia Pacific No. 14 Ship Investment Co Ltd. (Parent) (South Korea) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2013 News SEC Bankruptcy Suits Liens
7 Asia Pacific No.10 Ship Investment Company (Parent) (South Korea) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 8/31/2013 News SEC Bankruptcy Suits Liens
8 Asia Pacific No.9 Ship Investment Co. (South Korea) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 8/31/2014 News SEC Bankruptcy Suits Liens
9 Atlantic City Electric Transition (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2004 News SEC Bankruptcy Suits Liens
10 Awtad for Diversified Investments PSC (Jordan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2010 News SEC Bankruptcy Suits Liens
11 BankInvest Hoejrentelande (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
12 BankInvest Korte Danske Obligationer (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
13 BlackRock Corporate High Yield Fund V In (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2011 News SEC Bankruptcy Suits Liens
14 BlackRock Florida Municipal 2020 Term Tr (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 1/31/2011 News SEC Bankruptcy Suits Liens
15 BlackRock MuniYield Insured Investment (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/31/2010 News SEC Bankruptcy Suits Liens
16 BlackRock MuniYield New Jersey Insured (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/31/2010 News SEC Bankruptcy Suits Liens
17 BLDRS Asia 50 ADR Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2014 News SEC Bankruptcy Suits Liens
18 BLDRS Europe 100 ADR Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2014 News SEC Bankruptcy Suits Liens
19 BNP Paribas Global High Inc Equity FD (Netherlands) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 10/31/2006 News SEC Bankruptcy Suits Liens
20 Bnp Paribas Obam NV (Netherlands) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
21 BRJ iShares Core Nikkei 225 ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 8/9/2015 News SEC Bankruptcy Suits Liens
22 Canada Pension Plan Investment Board (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2018 News SEC Bankruptcy Suits Liens
23 Canadian Income Management Trust (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2012 News SEC Bankruptcy Suits Liens
24 Cherry Tree Acquisition Corp. (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/7/2007 News SEC Bankruptcy Suits Liens
25 China Mining Resources Holdings Limited (Hong Kong) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 11/16/2007 News SEC Bankruptcy Suits Liens
26 Citadel SMaRT Fund (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2011 News SEC Bankruptcy Suits Liens
27 Claymore/Zacks Multi-Asset Inc Idx (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 8/31/2010 News SEC Bankruptcy Suits Liens
28 Cohen & Steers Select Pref & Inc Fd, Inc (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2010 News SEC Bankruptcy Suits Liens
29 Columbia Securities NV (Netherlands) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2007 News SEC Bankruptcy Suits Liens
30 Columbus Acquisition Corp. (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2009 News SEC Bankruptcy Suits Liens
31 Consumer Discretionary SPDR (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
32 Consumer Staples Select Sect. SPDR (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
33 CPN Retail Growth Leasehold Property Fund (Thailand) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2017 News SEC Bankruptcy Suits Liens
34 DAIWA ETF TOPIX CORE 30 (ETF) (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/10/2015 News SEC Bankruptcy Suits Liens
35 Daiwa ETF TOPIX-17 AUTOM & TRANS (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/20/2015 News SEC Bankruptcy Suits Liens
36 Daiwa ETF TOPIX-17 BANKS (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/20/2015 News SEC Bankruptcy Suits Liens
37 Daiwa ETF TOPIX-17 COMM & WHOL TRADE (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/20/2015 News SEC Bankruptcy Suits Liens
38 Daiwa ETF TOPIX-17 CONSTRUC. & MATERIALS (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/20/2015 News SEC Bankruptcy Suits Liens
39 Daiwa ETF TOPIX-17 ELEC APPL&PRECI INST (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/20/2015 News SEC Bankruptcy Suits Liens
40 Daiwa ETF TOPIX-17 ELECTRIC POWER & GAS (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/20/2015 News SEC Bankruptcy Suits Liens
41 Daiwa ETF TOPIX-17 ENERGY RESOURCES (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/20/2015 News SEC Bankruptcy Suits Liens
42 Daiwa ETF TOPIX-17 FINANCIALS(EX BANKS) (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/20/2015 News SEC Bankruptcy Suits Liens
43 Daiwa ETF TOPIX-17 FOODS (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/20/2015 News SEC Bankruptcy Suits Liens
44 Daiwa ETF TOPIX-17 IT&SERVICES,OTHERS (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/20/2015 News SEC Bankruptcy Suits Liens
45 Daiwa ETF TOPIX-17 MACHINERY (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/20/2015 News SEC Bankruptcy Suits Liens
46 Daiwa ETF TOPIX-17 PHARMACEUTICAL (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/20/2015 News SEC Bankruptcy Suits Liens
47 Daiwa ETF TOPIX-17 RAW MATE & CHEM (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/20/2015 News SEC Bankruptcy Suits Liens
48 Daiwa ETF TOPIX-17 REAL ESTATE (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/20/2015 News SEC Bankruptcy Suits Liens
49 Daiwa ETF TOPIX-17 RETAIL TRADE (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/20/2015 News SEC Bankruptcy Suits Liens
50 Daiwa ETF TOPIX-17 STEEL & NONFERROUS (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/20/2015 News SEC Bankruptcy Suits Liens
51 Daiwa ETF TOPIX-17 TRANS & LOG (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/20/2015 News SEC Bankruptcy Suits Liens
52 Daiwa ETF-Nikkei225 (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/10/2015 News SEC Bankruptcy Suits Liens
53 Daiwa ETF-TOPIX (ETF) (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/10/2015 News SEC Bankruptcy Suits Liens
54 DAIWA ETF-TOPIX BANKS (ETF) (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/10/2015 News SEC Bankruptcy Suits Liens
55 Daiwa ETF-TOPIX Electric Appliances (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/10/2015 News SEC Bankruptcy Suits Liens
56 Danske Invest Europa Hoejt Udbytte (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
57 Danske Invest Kina (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
58 Danske Invest Nye Markeder (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
59 Delta Lloyd Jade Fonds NV (Netherlands) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2009 News SEC Bankruptcy Suits Liens
60 Dexus Industrial Trust (Australia) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2004 News SEC Bankruptcy Suits Liens
61 DIAS SA INVESTMENT COMPANY (Greece) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2010 News SEC Bankruptcy Suits Liens
62 Direxion Daily Financial Bear 3X Shares (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2010 News SEC Bankruptcy Suits Liens
63 Direxion Daily Financial Bull 3X Shares (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2010 News SEC Bankruptcy Suits Liens
64 Dongbuka No 5 Ship Invest. Co (Parent) (South Korea) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2013 News SEC Bankruptcy Suits Liens
65 Dongbuka No.2 Ship Investment Co (South Korea) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2013 News SEC Bankruptcy Suits Liens
66 Dongbuka No.2 Ship Investment Co(Parent) (South Korea) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2013 News SEC Bankruptcy Suits Liens
67 Dongbuka No.6 Ship Invest. Co. (Parent) (South Korea) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2010 News SEC Bankruptcy Suits Liens
68 Dongbuka No.6 Ship Investment Company (South Korea) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2009 News SEC Bankruptcy Suits Liens
69 Dongbuka No.8 Ship Invt. Company(Parent) (South Korea) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2010 News SEC Bankruptcy Suits Liens
70 Dongbuka No.9 Ship Investment (Parent) (South Korea) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2009 News SEC Bankruptcy Suits Liens
71 Dongbuka No.9 Ship Investment Company (South Korea) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2008 News SEC Bankruptcy Suits Liens
72 Dongbuka No3 Ship Invest. Co (Parent) (South Korea) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2013 News SEC Bankruptcy Suits Liens
73 Dongbuka No3 Ship Investment Co Ltd (South Korea) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2013 News SEC Bankruptcy Suits Liens
74 Energy Select Sector SPDR (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
75 Fidelity NASDAQ Comp. Index Trk Stk(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 11/30/2015 News SEC Bankruptcy Suits Liens
76 First National AlarmCap Income Fund (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2013 News SEC Bankruptcy Suits Liens
77 Formuepleje Epikur A/S (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2013 News SEC Bankruptcy Suits Liens
78 Formuepleje LimiTTellus A/S (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2013 News SEC Bankruptcy Suits Liens
79 Formuepleje Optimum A/S (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2013 News SEC Bankruptcy Suits Liens
80 Formuepleje Pareto A/S (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2013 News SEC Bankruptcy Suits Liens
81 Formuepleje Penta A/S (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2013 News SEC Bankruptcy Suits Liens
82 Formuepleje Safe A/S (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2013 News SEC Bankruptcy Suits Liens
83 Global 45 Split Corp. (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2011 News SEC Bankruptcy Suits Liens
84 Global DiSCS Trust 2004-1 (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2009 News SEC Bankruptcy Suits Liens
85 GlobalBanc Advantaged 8 Split Corp (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2012 News SEC Bankruptcy Suits Liens
86 Gold-Price-Linked ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/8/2015 News SEC Bankruptcy Suits Liens
87 GSC Acquisition Company (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2009 News SEC Bankruptcy Suits Liens
88 Guggenheim BulletShares 2012 Corp Bd ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 5/31/2011 News SEC Bankruptcy Suits Liens
89 Guggenheim BulletShares 2013 Corporate Bond ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 5/31/2011 News SEC Bankruptcy Suits Liens
90 Guggenheim BulletShares 2014 Corp Bd ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 5/31/2011 News SEC Bankruptcy Suits Liens
91 Guggenheim BulletShares 2015 Corp Bd ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 5/31/2011 News SEC Bankruptcy Suits Liens
92 Guggenheim BulletShares 2017 Corporate Bond ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 5/31/2011 News SEC Bankruptcy Suits Liens
93 Guggenheim Invest S&P 500 Pure Value ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 10/31/2014 News SEC Bankruptcy Suits Liens
94 Guggenheim S&P 500 Equal Weight ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 10/31/2015 News SEC Bankruptcy Suits Liens
95 Guggenheim S&P 500 Pure Growth ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
96 Health Care SPDR (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2014 News SEC Bankruptcy Suits Liens
97 Horizons Mondiale Enhanced Fund (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2007 News SEC Bankruptcy Suits Liens
98 Industrial Select Sector SPDR Fund (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2014 News SEC Bankruptcy Suits Liens
99 Infinity Income Trust (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2005 News SEC Bankruptcy Suits Liens
100 ING Thai Asian USD Bond Fund (Thailand) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2012 News SEC Bankruptcy Suits Liens
101 Innergex Power Income Fund (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2009 News SEC Bankruptcy Suits Liens
102 Intereffekt Japanse Aandelen (Netherlands) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
103 Invesco BLDRS Dvlpd Mar 100 ADR Ind Fund (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2014 News SEC Bankruptcy Suits Liens
104 Invesco BLDRS Emgng Mark 50 ADR Ind Fund (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2015 News SEC Bankruptcy Suits Liens
105 Invesco S and P MidCap Momentum ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2016 News SEC Bankruptcy Suits Liens
106 iShares Barclays 1-3 Year Credit Bond Fd (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
107 iShares Barclays 1-3 Year Treasry Bnd Fd (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
108 iShares Barclays 20+ Yr Treas.Bond (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
109 iShares Barclays 7-10 Year Trasry Bnd Fd (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
110 iShares Barclays Aggregate Bond Fund (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
111 iShares Barclays TIPS Bond Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
112 iShares Cohen & Steers Realty Maj. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
113 iShares Core S&P Mid Cap ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2014 News SEC Bankruptcy Suits Liens
114 iShares Dow Jones Transport. Avg. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
115 iShares Dow Jones U.S. Index Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
116 iShares Dow Jones US Aerospace & Def.ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
117 iShares Dow Jones US Basic Mater. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
118 iShares Dow Jones US Brok-Dea. Ind.ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
119 iShares Dow Jones US Consumer Goods(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
120 iShares Dow Jones US Consumer Ser. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
121 iShares Dow Jones US Energy Sector (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
122 iShares Dow Jones US Financial (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
123 iShares Dow Jones US Financial Svc.(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
124 iShares Dow Jones US Health Care(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
125 iShares Dow Jones US Healthcare (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
126 iShares Dow Jones US Home Const. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
127 iShares Dow Jones US Industrial (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
128 iShares Dow Jones US Insurance Index ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
129 iShares Dow Jones US Medical Dev.(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
130 iShares Dow Jones US Oil & Gas Exp.(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
131 iShares Dow Jones US Oil Equip. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
132 iShares Dow Jones US Pharm Indx (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
133 iShares Dow Jones US Reg Banks Ind.(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
134 iShares Dow Jones US Technology (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
135 iShares Dow Jones US Telecom (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
136 iShares Dow Jones US Utilities (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
137 Ishares Euro Stoxx Banks De (Germany) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 5/31/2006 News SEC Bankruptcy Suits Liens
138 iShares Expanded Tech-Software ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 1/31/2015 News SEC Bankruptcy Suits Liens
139 ISHARES FTSE 100 UCITS ETF (Ireland) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2013 News SEC Bankruptcy Suits Liens
140 iShares FTSE/Macquarie G I 100 Fd (ETF) (Ireland) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2008 News SEC Bankruptcy Suits Liens
141 iShares FTSE/Xinhua China 25 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/31/2015 News SEC Bankruptcy Suits Liens
142 iShares Gold Trust(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2015 News SEC Bankruptcy Suits Liens
143 iShares iBoxx $ High Yid Corp Bond (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
144 iShares IBoxx $ Invest Grade Corp Bd Fd (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
145 iShares Lehman Intermdte Credit Bnd(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
146 iShares Morningstar Large Core Idx (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
147 iShares Morningstar Large Growth (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
148 iShares Morningstar Large Value (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
149 iShares Morningstar Mid Core Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
150 iShares Morningstar Mid Growth Idx (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
151 iShares Morningstar Mid Value Idx (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
152 iShares Morningstar Small Core Idx (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
153 iShares Morningstar Small Growth (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
154 iShares Morningstar Small Value (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
155 iShares MSCI Australia Index Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
156 iShares MSCI Austria Investable Mkt(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
157 iShares MSCI Belgium Investable Mkt(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
158 iShares MSCI Brazil Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
159 iShares MSCI Canada Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
160 iShares MSCI Cntry Asa Jpn Idx Fnd ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2010 News SEC Bankruptcy Suits Liens
161 iShares MSCI EAFE Growth Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 1/31/2015 News SEC Bankruptcy Suits Liens
162 iShares MSCI EAFE Index Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/31/2015 News SEC Bankruptcy Suits Liens
163 iShares MSCI EAFE Value Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/31/2015 News SEC Bankruptcy Suits Liens
164 iShares MSCI Emerging Markets Indx (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 8/31/2015 News SEC Bankruptcy Suits Liens
165 iShares MSCI EMU Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
166 iShares MSCI France Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
167 iShares MSCI Germany Index Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
168 iShares MSCI Hong Kong Index Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 8/31/2015 News SEC Bankruptcy Suits Liens
169 iShares MSCI Italy Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
170 iShares MSCI Japan ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 8/31/2015 News SEC Bankruptcy Suits Liens
171 iShares MSCI Malaysia Index Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
172 iShares MSCI Mexico Inv. Mt. Idx. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
173 iShares MSCI Netherlands Investable(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
174 iShares MSCI Pacific ex-Japan Idx (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
175 iShares MSCI Singapore ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 8/31/2015 News SEC Bankruptcy Suits Liens
176 iShares MSCI South Africa Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
177 iShares MSCI South Korea Index Fund(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 8/31/2015 News SEC Bankruptcy Suits Liens
178 iShares MSCI Spain ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
179 iShares MSCI Sweden Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
180 iShares MSCI Switzerland Index Fund(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
181 iShares MSCI Taiwan Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 8/31/2015 News SEC Bankruptcy Suits Liens
182 iShares MSCI United Kingdom Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
183 iShares MSCI USA ESG Select Scl Indx Fnd (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2013 News SEC Bankruptcy Suits Liens
184 iShares NASDAQ Biotechnology Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
185 iShares NYSE 100 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 1/31/2014 News SEC Bankruptcy Suits Liens
186 iShares NYSE Composite Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 1/31/2014 News SEC Bankruptcy Suits Liens
187 iShares Russell 1000 Growth Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
188 iShares Russell 1000 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
189 iShares Russell 1000 Value Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
190 iShares Russell 2000 Growth Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
191 iShares Russell 2000 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
192 iShares Russell 2000 Value Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2014 News SEC Bankruptcy Suits Liens
193 iShares Russell 3000 Growth Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
194 iShares Russell 3000 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
195 iShares Russell 3000 Value Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
196 iShares Russell Microcap Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
197 iShares Russell Midcap Growth Idx. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
198 iShares Russell Midcap Index Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
199 iShares Russell Midcap Value Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
200 iShares S&P 100 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
201 iShares S&P 1500 Index Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
202 iShares S&P 500 Growth Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
203 iShares S&P 500 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
204 iShares S&P 500 Index Fund CAD Hedged (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2008 News SEC Bankruptcy Suits Liens
205 iShares S&P 500 Value Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
206 iShares S&P Develpd ex US Prprty Indx Fd (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
207 iShares S&P Europe 350 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
208 iShares S&P Global 100 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
209 iShares S&P Global Consumer Dis Sec(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
210 iShares S&P Global Consumer Staple(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2015 News SEC Bankruptcy Suits Liens
211 iShares S&P Global Energy Sector (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2014 News SEC Bankruptcy Suits Liens
212 iShares S&P Global Financials Sect.(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
213 iShares S&P Global Healthcare Sect.(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2014 News SEC Bankruptcy Suits Liens
214 iShares S&P Global Industrials Sec(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
215 iShares S&P Global Mat. Sector Inde(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
216 iShares S&P Global Technology Sect.(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
217 iShares S&P Global Telecommunicat. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
218 iShares S&P Global Utilities Sector(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2014 News SEC Bankruptcy Suits Liens
219 iShares S&P Latin America 40 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
220 iShares S&P MidCap 400 Growth (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
221 iShares S&P MidCap 400 Value Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
222 iShares S&P NA Nat. Re. Sc. Idx. Fd(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 1/31/2015 News SEC Bankruptcy Suits Liens
223 iShares S&P NA Tec. Semi. Idx. Fd.(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 1/31/2015 News SEC Bankruptcy Suits Liens
224 iShares S&P NA Tec.-Mul. Net. Idx. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 1/31/2015 News SEC Bankruptcy Suits Liens
225 iShares S&P NA Tech. Sec. Idx. Fd. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 1/31/2015 News SEC Bankruptcy Suits Liens
226 iShares S&P SmallCap 600 Growth (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
227 iShares S&P SmallCap 600 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
228 iShares S&P SmallCap 600 Value Idx (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
229 iShares S&P US Pref Stock Idx Fnd (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
230 iShares Select Dividend ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
231 iShares US Real Estate ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
232 Japan High Dividend (TSE Dividend 100) (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 1/8/2016 News SEC Bankruptcy Suits Liens
233 JASDAQ-Top20 ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2010 News SEC Bankruptcy Suits Liens
234 JCI Gold Limited (South Africa) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2012 News SEC Bankruptcy Suits Liens
235 Laan & Spar Rationel Invest Lange Obl. (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2010 News SEC Bankruptcy Suits Liens
236 Lan & Spar Rationel Korte Obl ex Ud BDO (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2006 News SEC Bankruptcy Suits Liens
237 Legg Mason Partners Equity Fund, Inc. (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2006 News SEC Bankruptcy Suits Liens
238 Lereko Mobility (Proprietary) Limited (South Africa) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2010 News SEC Bankruptcy Suits Liens
239 Listed Index Fd TPX Md400 Jpn Md Cp Eqty (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 1/8/2015 News SEC Bankruptcy Suits Liens
240 Listed Index Fund China A Share (Panda) (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/20/2015 News SEC Bankruptcy Suits Liens
241 Listed Index Fund J-REIT(TSE REIT Index) (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/8/2015 News SEC Bankruptcy Suits Liens
242 Listed Index Fund Japan Equity MSCI JPN (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2010 News SEC Bankruptcy Suits Liens
243 Listed Index Fund Nikkei China Rltd 50 (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2010 News SEC Bankruptcy Suits Liens
244 Listed Index Fund Topix Smll Jpn Smll Cp (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 1/8/2015 News SEC Bankruptcy Suits Liens
245 Listed Index Fund Topix100 Japan Large (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 1/8/2015 News SEC Bankruptcy Suits Liens
246 Materials Select Sector SPDR (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2016 News SEC Bankruptcy Suits Liens
247 Matse Holding AB (publ) (Sweden) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2016 News SEC Bankruptcy Suits Liens
248 MAXIS TOPIX Core30 ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/16/2015 News SEC Bankruptcy Suits Liens
249 Morgan Stanley Mutual Fund (India) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2013 News SEC Bankruptcy Suits Liens
250 MRF 2007 II Resource Limited Partnership (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2009 News SEC Bankruptcy Suits Liens
251 Muscat Fund (Oman) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2012 News SEC Bankruptcy Suits Liens
252 NEXT FUNDS Ibovespa Linked ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/8/2015 News SEC Bankruptcy Suits Liens
253 NEXT FUNDS REIT INDEX ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 8/10/2015 News SEC Bankruptcy Suits Liens
254 NEXT FUNDS Russia RTS Linked ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/8/2015 News SEC Bankruptcy Suits Liens
255 NEXT FUNDS TOPIX 17 COMRCL WHLSL TRD ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/15/2015 News SEC Bankruptcy Suits Liens
256 Next Funds Topix 17 Constructn&Mtrls Etf (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/15/2015 News SEC Bankruptcy Suits Liens
257 NEXT FUNDS TOPIX 17 ELECTRIC PWR GAS ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/15/2015 News SEC Bankruptcy Suits Liens
258 NEXT FUNDS TOPIX-17 BANKS ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/15/2015 News SEC Bankruptcy Suits Liens
259 NEXT FUNDS TOPIX-17 EA & PI ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/15/2015 News SEC Bankruptcy Suits Liens
260 NEXT FUNDS TOPIX-17 ENERGY RESOURCES ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/15/2015 News SEC Bankruptcy Suits Liens
261 NEXT FUNDS TOPIX-17 FIN (EX BANKS) ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/15/2015 News SEC Bankruptcy Suits Liens
262 NEXT FUNDS TOPIX-17 FOODS ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/15/2015 News SEC Bankruptcy Suits Liens
263 NEXT FUNDS TOPIX-17 IT&SERVICE OTHER ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/15/2015 News SEC Bankruptcy Suits Liens
264 NEXT FUNDS TOPIX-17 MACHINERY ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/15/2015 News SEC Bankruptcy Suits Liens
265 NEXT FUNDS TOPIX-17 PHARMACEUTICAL ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/15/2015 News SEC Bankruptcy Suits Liens
266 NEXT FUNDS TOPIX-17 RAW MTRLS&CHMCLS ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/15/2015 News SEC Bankruptcy Suits Liens
267 NEXT FUNDS TOPIX-17 REAL ESTATE ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/15/2015 News SEC Bankruptcy Suits Liens
268 NEXT FUNDS TOPIX-17 RETAIL TRADE ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/15/2015 News SEC Bankruptcy Suits Liens
269 NEXT FUNDS TOPIX-17 STEEL&NONFERROUS ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/15/2015 News SEC Bankruptcy Suits Liens
270 NEXT FUNDS TOPIX-17 TRANS & LOGI ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/15/2015 News SEC Bankruptcy Suits Liens
271 NEXT FUNDS TPX 17 ATMBL TRNSPRT EQPM ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/15/2015 News SEC Bankruptcy Suits Liens
272 Nikkei 300 Stock Index Listed Fund (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/10/2015 News SEC Bankruptcy Suits Liens
273 NIKKO ETIF 225 (ETF) (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/8/2015 News SEC Bankruptcy Suits Liens
274 Nikko Exchange Traded Index Fund (ETF) (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/8/2015 News SEC Bankruptcy Suits Liens
275 Nomura Nikkei 225 ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/8/2015 News SEC Bankruptcy Suits Liens
276 Nomura TOPIX Banks ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 1/15/2016 News SEC Bankruptcy Suits Liens
277 Nomura TOPIX Core 30 ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/15/2015 News SEC Bankruptcy Suits Liens
278 Nomura TOPIX ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/10/2015 News SEC Bankruptcy Suits Liens
279 Nordea Invest Danske Aktier (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
280 Nordea Invest Fjernoesten (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
281 Nuveen New York Qty Inc Munpl Fnd (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2010 News SEC Bankruptcy Suits Liens
282 OneREIT (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2017 News SEC Bankruptcy Suits Liens
283 Parallel Energy Trust (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
284 Petrowest Corp. (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2017 News SEC Bankruptcy Suits Liens
285 PowerShares Aerospace & Defense (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
286 PowerShares Cleantech Portfolio (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
287 PowerShares Dividend Achievers (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
288 PowerShares DWA Technical Ldrs Pf (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
289 PowerShares Dyn Leisure & Entert. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
290 PowerShares Dyn. Telecom & Wireless(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2010 News SEC Bankruptcy Suits Liens
291 PowerShares Dynamic Banking Sec (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 10/31/2012 News SEC Bankruptcy Suits Liens
292 PowerShares Dynamic Basic Material (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
293 PowerShares Dynamic Biotech &Genome(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
294 PowerShares Dynamic Bldg. & Const. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
295 PowerShares Dynamic Consumer Disc. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
296 PowerShares Dynamic Consumer Sta. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
297 PowerShares Dynamic Energy Explor. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
298 PowerShares Dynamic Energy Sector (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
299 PowerShares Dynamic Finl Sec Fnd (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
300 PowerShares Dynamic Food & Beverage(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
301 PowerShares Dynamic Healthcare Services Portfolio (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2010 News SEC Bankruptcy Suits Liens
302 PowerShares Dynamic Heathcare Sec (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
303 PowerShares Dynamic Indls Sec Port (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
304 PowerShares Dynamic Insurance Port.(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 10/31/2012 News SEC Bankruptcy Suits Liens
305 PowerShares Dynamic Lg. Cap Value (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
306 PowerShares Dynamic Lg.Cap Growth (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
307 PowerShares Dynamic MagniQuant Por.(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2013 News SEC Bankruptcy Suits Liens
308 PowerShares Dynamic Market (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 10/31/2015 News SEC Bankruptcy Suits Liens
309 PowerShares Dynamic Media Portfol. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
310 PowerShares Dynamic Mid Cap Value (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 10/31/2014 News SEC Bankruptcy Suits Liens
311 PowerShares Dynamic Networking (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
312 PowerShares Dynamic Oil & Gas Serv (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
313 PowerShares Dynamic OTC Portfolio (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
314 PowerShares Dynamic Pharmaceuticals(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
315 PowerShares Dynamic Retail (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
316 PowerShares Dynamic Semiconductors (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
317 PowerShares Dynamic Sm. Cap Growth (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
318 PowerShares Dynamic Small Cap Value(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 10/31/2014 News SEC Bankruptcy Suits Liens
319 PowerShares Dynamic Software (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
320 PowerShares Dynamic Tech Sec (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
321 PowerShares Dynamic Utilities (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
322 PowerShares Fin. Preferred Port. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
323 PowerShares FTSE RAFI US 1000 (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
324 PowerShares Fundamental Pure Lg Cr Prtfl (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
325 PowerShares Gld Drg Haltr USX China(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
326 PowerShares High Yld. Dividend Achv(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
327 PowerShares Intl. Dividend Achiev. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
328 PowerShares Listed Private Eq. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
329 PowerShares Lux Nanotech (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 10/31/2013 News SEC Bankruptcy Suits Liens
330 PowerShares Preferred Portfolio(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 8/31/2010 News SEC Bankruptcy Suits Liens
331 PowerShares QQQ Trust, Series 1 (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2015 News SEC Bankruptcy Suits Liens
332 PowerShares S&P 500 Hgh Qlty Prtfl (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
333 Powershares Water Resource Portfolio (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2016 News SEC Bankruptcy Suits Liens
334 PowerShares WilderHill Clean Energy(ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
335 PowerShares WilderHill Progressive Portfolio (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
336 PowerShares Zacks Micro Cap Portfolio (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
337 PowerShares Zacks Small Cap (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 10/31/2010 News SEC Bankruptcy Suits Liens
338 Prime Restaurants Inc. (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 10/2/2011 News SEC Bankruptcy Suits Liens
339 Property Perfect Fund (Thailand) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2012 News SEC Bankruptcy Suits Liens
340 ProShares Ultra QQQ (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 5/31/2013 News SEC Bankruptcy Suits Liens
341 ProShares Ultra S&P500 (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 5/31/2013 News SEC Bankruptcy Suits Liens
342 ProShares UltraShort Financials (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 11/30/2010 News SEC Bankruptcy Suits Liens
343 ProShares UltraShort QQQ (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 11/30/2010 News SEC Bankruptcy Suits Liens
344 ProShares UltraShort S&P500 (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 5/31/2015 News SEC Bankruptcy Suits Liens
345 Prudential PREX Neo Value ETF (South Korea) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2009 News SEC Bankruptcy Suits Liens
346 Pyramid Petroleum Inc. (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2008 News SEC Bankruptcy Suits Liens
347 R Split II Corp. (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 11/30/2008 News SEC Bankruptcy Suits Liens
348 Resolve Business Outsourcing Income Fund (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2009 News SEC Bankruptcy Suits Liens
349 RevenueShares Large Cap Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2014 News SEC Bankruptcy Suits Liens
350 RevenueShares Mid Cap Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2014 News SEC Bankruptcy Suits Liens
351 RevenueShares Small Cap Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2014 News SEC Bankruptcy Suits Liens
352 Robeco Global Total Return Bond Fund SCV (Luxembourg) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2013 News SEC Bankruptcy Suits Liens
353 Rolinco NV (Netherlands) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2017 News SEC Bankruptcy Suits Liens
354 Russell/Nomura Small Cap Core Index ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/15/2015 News SEC Bankruptcy Suits Liens
355 Rydex Russell Top 50 ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
356 Rydex S&P MidCap 400 Pure Growth ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
357 Rydex S&P MidCap 400 Pure Value ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
358 Rydex S&P SmallCap 600 Pure Growth ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
359 Rydex S&P SmallCap 600 Pure Value ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
360 S&P GSCI Ey&Ms Cd Cm Esy UCT ETF A (Luxembourg) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2011 News SEC Bankruptcy Suits Liens
361 S&P JP Emerging Equity 100 ETF (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/8/2015 News SEC Bankruptcy Suits Liens
362 Samsung Kodex 200 ETF (South Korea) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/10/2011 News SEC Bankruptcy Suits Liens
363 SCB Set Index (Thailand) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 1/31/2018 News SEC Bankruptcy Suits Liens
364 SEI Investments Group of Futures (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
365 Shares JPX-Nikkei 400 ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2014 News SEC Bankruptcy Suits Liens
366 Sixty Split Corp. (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/15/2010 News SEC Bankruptcy Suits Liens
367 Smartshares-Australian Mid Cap (New Zealand) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2016 News SEC Bankruptcy Suits Liens
368 Smartshares-Australian Top 20 (New Zealand) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2016 News SEC Bankruptcy Suits Liens
369 Smartshares-NZ Mid Cap (New Zealand) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2016 News SEC Bankruptcy Suits Liens
370 Smartshares-NZ Top 10 (New Zealand) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2016 News SEC Bankruptcy Suits Liens
371 Sparindex DJSI World (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
372 Sparindex EUROPE Growth (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
373 Sparindex EUROPE Small Cap (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
374 Sparindex EUROPE Value (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
375 Sparinvest Korte Obligationer (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
376 Sparinvest Mellemlange Obligationer (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
377 Sparinvest S&P 500 (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
378 Sparinvest Value Aktier (Denmark) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
379 SPDR Barclays Capital High Yield Bnd ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2010 News SEC Bankruptcy Suits Liens
380 SPDR DJ Global Titans (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2014 News SEC Bankruptcy Suits Liens
381 Spdr Dj Wilshire Large Cap Etf (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2014 News SEC Bankruptcy Suits Liens
382 Spdr Dj Wilshire Small Cap Growth Etf (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2014 News SEC Bankruptcy Suits Liens
383 Spdr Dj Wilshire Small Cap Value Etf (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2014 News SEC Bankruptcy Suits Liens
384 SPDR Dow Jones Industrial Average ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 10/31/2015 News SEC Bankruptcy Suits Liens
385 SPDR Dow Jones Interntnl Real Estate ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2014 News SEC Bankruptcy Suits Liens
386 SPDR Dow Jones Mid Cap ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2014 News SEC Bankruptcy Suits Liens
387 SPDR Dow Jones REIT ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2014 News SEC Bankruptcy Suits Liens
388 SPDR EURO STOXX 50 ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2015 News SEC Bankruptcy Suits Liens
389 SPDR KBW Bank (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2014 News SEC Bankruptcy Suits Liens
390 SPDR KBW Regional Banking (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2014 News SEC Bankruptcy Suits Liens
391 SPDR Nyse Technology ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2014 News SEC Bankruptcy Suits Liens
392 SPDR Portfolio Total Stock Market ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2014 News SEC Bankruptcy Suits Liens
393 SPDR S&P 400 Mid Cap Growth ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2014 News SEC Bankruptcy Suits Liens
394 SPDR S&P 400 Mid Cap Value ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2014 News SEC Bankruptcy Suits Liens
395 SPDR S&P 500 ETF Trust (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2015 News SEC Bankruptcy Suits Liens
396 SPDR S&P 500 Growth ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2014 News SEC Bankruptcy Suits Liens
397 SPDR S&P 500 Value ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2014 News SEC Bankruptcy Suits Liens
398 SPDR S&P 600 Small Cap ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2014 News SEC Bankruptcy Suits Liens
399 SPDR S&P Biotech (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2014 News SEC Bankruptcy Suits Liens
400 SPDR S&P Capital Markets ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2014 News SEC Bankruptcy Suits Liens
401 SPDR S&P Dividend (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
402 SPDR S&P Homebuilders (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2014 News SEC Bankruptcy Suits Liens
403 SPDR S&P Insurance ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2014 News SEC Bankruptcy Suits Liens
404 SPDR S&P Metals and Mining (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2014 News SEC Bankruptcy Suits Liens
405 SPDR S&P MidCap 400 ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2015 News SEC Bankruptcy Suits Liens
406 SPDR S&P Oil & Gas Equipt & Servs. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2014 News SEC Bankruptcy Suits Liens
407 SPDR S&P Oil & Gas Explore & Prod. (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2014 News SEC Bankruptcy Suits Liens
408 SPDR S&P Pharmaceuticals (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2014 News SEC Bankruptcy Suits Liens
409 SPDR S&P Retail (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2014 News SEC Bankruptcy Suits Liens
410 SPDR S&P Semiconductor (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2014 News SEC Bankruptcy Suits Liens
411 SPDR S&P/ASX 200 Fund (Australia) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2016 News SEC Bankruptcy Suits Liens
412 SPDR S&P/ASX 200 Listed Property Fund (Australia) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2017 News SEC Bankruptcy Suits Liens
413 SPDR S&P/ASX 50 Fund (Australia) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2017 News SEC Bankruptcy Suits Liens
414 SPDR STOXX Europe 50 ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2014 News SEC Bankruptcy Suits Liens
415 Specialty Foods Group, LLC (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/28/2009 News SEC Bankruptcy Suits Liens
416 SSE50 Index Linked Exchange Traded Fund (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/8/2015 News SEC Bankruptcy Suits Liens
417 Stoneham Drilling Corporation (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2011 News SEC Bankruptcy Suits Liens
418 Technology Select Sector SPDR Fund (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2014 News SEC Bankruptcy Suits Liens
419 TG Income Trust (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2012 News SEC Bankruptcy Suits Liens
420 Thaidex Set50 ETF (Thailand) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2017 News SEC Bankruptcy Suits Liens
421 The Ottoman Fund Limited (Jersey) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2017 News SEC Bankruptcy Suits Liens
422 TOPIX Electric Appliances ETF (ETF) (Japan) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 7/15/2015 News SEC Bankruptcy Suits Liens
423 Tracker Fund of Hong Kong (Hong Kong) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2017 News SEC Bankruptcy Suits Liens
424 Utilities SPDR (ETF) (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2015 News SEC Bankruptcy Suits Liens
425 VanEck Vectors Environmental Servics ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 9/30/2014 News SEC Bankruptcy Suits Liens
426 VanEck Vectors Gold Miners ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2014 News SEC Bankruptcy Suits Liens
427 Vanguard Consumer Discretionary ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 8/31/2014 News SEC Bankruptcy Suits Liens
428 Vanguard Consumer Staples ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 8/31/2014 News SEC Bankruptcy Suits Liens
429 Vanguard Dividend Appreciation ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 1/31/2015 News SEC Bankruptcy Suits Liens
430 Vanguard Emerging Markets Stock Index Fd (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 10/31/2015 News SEC Bankruptcy Suits Liens
431 Vanguard Energy ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 8/31/2014 News SEC Bankruptcy Suits Liens
432 Vanguard Financials ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
433 Vanguard FTSE Europe ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
434 Vanguard FTSE Pacific ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 4/30/2015 News SEC Bankruptcy Suits Liens
435 Vanguard Growth ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
436 Vanguard Health Care ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 8/31/2015 News SEC Bankruptcy Suits Liens
437 Vanguard Industrials ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
438 Vanguard Information Technology ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 8/31/2014 News SEC Bankruptcy Suits Liens
439 Vanguard Large-Cap ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
440 Vanguard Materials ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
441 Vanguard Mid-Cap ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
442 Vanguard REIT Index Fund (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 1/31/2015 News SEC Bankruptcy Suits Liens
443 Vanguard Small-Cap Growth ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2014 News SEC Bankruptcy Suits Liens
444 Vanguard Small-Cap Index Fund (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2014 News SEC Bankruptcy Suits Liens
445 Vanguard Small-Cap Value ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2015 News SEC Bankruptcy Suits Liens
446 Vanguard Telecommunication Services ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 2/28/2015 News SEC Bankruptcy Suits Liens
447 Vanguard Value ETF (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2014 News SEC Bankruptcy Suits Liens
448 Victory Acquisition Corp (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 12/31/2008 News SEC Bankruptcy Suits Liens
449 WisdomTree Emerging Markets Eqty Incm Fd (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 8/31/2010 News SEC Bankruptcy Suits Liens
450 WisdomTree Emerging Mkts Small Cp Div Fd (United States) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 8/31/2010 News SEC Bankruptcy Suits Liens
451 Woodbridge Energy Ltd (Canada) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 3/31/2009 News SEC Bankruptcy Suits Liens
452 ZKB Palladium ETF (Switzerland) FRISK® Z'' PAYCE® DBT CQ Moody's Fitch DBRS Morningstar 6/30/2010 News SEC Bankruptcy Suits Liens
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10/22/2019