Inactive public companies in SIC Industry 6722: Management investment offices, open-end
(No longer filing financials)

Directory  >>  67: Holding and other investment offices  >>  672: Investment offices  >>  6722: Management investment offices, open-end

Scores Ratings Filings


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Business Name

FRISK®
Score
Altman
Z''
Score
PAYCE®
Score

DBT
Index

Moody's
Rating

Fitch
Rating
DBRS
Morningstar
Rating

Latest
Statement


News

SEC
Filings

Bankruptcy
Filings
Suit &
Judgment
Filings
Tax
Lien
Filings
1 ABN Amro Asia Bond Fund (Luxembourg) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2006 News SEC Bankruptcy Suits Liens
2 Al-Meezan Mutual Fund Limited (Pakistan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2016 News SEC Bankruptcy Suits Liens
3 AlpI SpA (Italy) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2018 News SEC Bankruptcy Suits Liens
4 Argent Energy Trust (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2015 News SEC Bankruptcy Suits Liens
5 Asia Pacific No 14 Ship Investment Co. Ltd. (South Korea) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2017 News SEC Bankruptcy Suits Liens
6 Asia Pacific No. 14 Ship Investment Co Ltd. (Parent) (South Korea) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2013 News SEC Bankruptcy Suits Liens
7 Asia Pacific No.10 Ship Investment Company (Parent) (South Korea) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 8/31/2013 News SEC Bankruptcy Suits Liens
8 Asia Pacific No.9 Ship Investment Co. (South Korea) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 8/31/2014 News SEC Bankruptcy Suits Liens
9 Atlantic City Electric Transition (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2004 News SEC Bankruptcy Suits Liens
10 Awtad for Diversified Investments PSC (Jordan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2010 News SEC Bankruptcy Suits Liens
11 BankInvest Emerging Markets Oblgtnr A (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
12 BankInvest Korte Danske Obligationer (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
13 BlackRock Corporate High Yield Fund V In (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2011 News SEC Bankruptcy Suits Liens
14 BlackRock MuniYield New Jersey Insured (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/31/2010 News SEC Bankruptcy Suits Liens
15 BLDRS Asia 50 ADR Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2014 News SEC Bankruptcy Suits Liens
16 BLDRS Europe 100 ADR Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2014 News SEC Bankruptcy Suits Liens
17 BNP Paribas Global High Inc Equity FD (Netherlands) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 10/31/2006 News SEC Bankruptcy Suits Liens
18 BNP Paribas L1 Equity High Div World C C (Luxembourg) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2006 News SEC Bankruptcy Suits Liens
19 Bnp Paribas Obam NV (Netherlands) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
20 BRJ iShares Core Nikkei 225 ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 8/9/2015 News SEC Bankruptcy Suits Liens
21 Canadian Income Management Trust (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2012 News SEC Bankruptcy Suits Liens
22 Cherry Tree Acquisition Corp. (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/7/2007 News SEC Bankruptcy Suits Liens
23 China Mining Resources Holdings Limited (Hong Kong) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 11/16/2007 News SEC Bankruptcy Suits Liens
24 Citadel SMaRT Fund (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2011 News SEC Bankruptcy Suits Liens
25 Claymore/Zacks Multi-Asset Inc Idx (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 8/31/2010 News SEC Bankruptcy Suits Liens
26 Columbia Securities NV (Netherlands) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2007 News SEC Bankruptcy Suits Liens
27 Columbus Acquisition Corp. (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2009 News SEC Bankruptcy Suits Liens
28 Consumer Discretionary SPDR (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
29 Consumer Staples Select Sect. SPDR (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
30 CPN Retail Growth Leasehold Property Fund (Thailand) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2017 News SEC Bankruptcy Suits Liens
31 DAIWA ETF TOPIX CORE 30 (ETF) (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/10/2015 News SEC Bankruptcy Suits Liens
32 Daiwa ETF TOPIX-17 AUTOM & TRANS (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/20/2015 News SEC Bankruptcy Suits Liens
33 Daiwa ETF TOPIX-17 BANKS (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/20/2015 News SEC Bankruptcy Suits Liens
34 Daiwa ETF TOPIX-17 COMM & WHOL TRADE (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/20/2015 News SEC Bankruptcy Suits Liens
35 Daiwa ETF TOPIX-17 CONSTRUC. & MATERIALS (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/20/2015 News SEC Bankruptcy Suits Liens
36 Daiwa ETF TOPIX-17 ELEC APPL&PRECI INST (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/20/2015 News SEC Bankruptcy Suits Liens
37 Daiwa ETF TOPIX-17 ELECTRIC POWER & GAS (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/20/2015 News SEC Bankruptcy Suits Liens
38 Daiwa ETF TOPIX-17 ENERGY RESOURCES (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/20/2015 News SEC Bankruptcy Suits Liens
39 Daiwa ETF TOPIX-17 FINANCIALS(EX BANKS) (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/20/2015 News SEC Bankruptcy Suits Liens
40 Daiwa ETF TOPIX-17 FOODS (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/20/2015 News SEC Bankruptcy Suits Liens
41 Daiwa ETF TOPIX-17 IT&SERVICES,OTHERS (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/20/2015 News SEC Bankruptcy Suits Liens
42 Daiwa ETF TOPIX-17 MACHINERY (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/20/2015 News SEC Bankruptcy Suits Liens
43 Daiwa ETF TOPIX-17 PHARMACEUTICAL (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/20/2015 News SEC Bankruptcy Suits Liens
44 Daiwa ETF TOPIX-17 RAW MATE & CHEM (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/20/2015 News SEC Bankruptcy Suits Liens
45 Daiwa ETF TOPIX-17 REAL ESTATE (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/20/2015 News SEC Bankruptcy Suits Liens
46 Daiwa ETF TOPIX-17 RETAIL TRADE (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/20/2015 News SEC Bankruptcy Suits Liens
47 Daiwa ETF TOPIX-17 STEEL & NONFERROUS (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/20/2015 News SEC Bankruptcy Suits Liens
48 Daiwa ETF TOPIX-17 TRANS & LOG (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/20/2015 News SEC Bankruptcy Suits Liens
49 Daiwa ETF-Nikkei225 (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/10/2015 News SEC Bankruptcy Suits Liens
50 Daiwa ETF-TOPIX (ETF) (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/10/2015 News SEC Bankruptcy Suits Liens
51 DAIWA ETF-TOPIX BANKS (ETF) (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/10/2015 News SEC Bankruptcy Suits Liens
52 Daiwa ETF-TOPIX Electric Appliances (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/10/2015 News SEC Bankruptcy Suits Liens
53 Danske Invest Europa Hoejt Udbytte (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
54 Danske Invest Kina (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
55 Danske Invest Nye Markeder (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
56 Delta Lloyd Jade Fonds NV (Netherlands) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2009 News SEC Bankruptcy Suits Liens
57 Dexus Industrial Trust (Australia) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2004 News SEC Bankruptcy Suits Liens
58 DIAS SA INVESTMENT COMPANY (Greece) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2010 News SEC Bankruptcy Suits Liens
59 Direxion Daily Financial Bear 3X Shares (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2010 News SEC Bankruptcy Suits Liens
60 Direxion Daily Financial Bull 3X Shares (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2010 News SEC Bankruptcy Suits Liens
61 Dj Wilshire Reit Etf (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2014 News SEC Bankruptcy Suits Liens
62 Dongbuka No 5 Ship Invest. Co (Parent) (South Korea) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2013 News SEC Bankruptcy Suits Liens
63 Dongbuka No.2 Ship Investment Co (South Korea) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2013 News SEC Bankruptcy Suits Liens
64 Dongbuka No.2 Ship Investment Co(Parent) (South Korea) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2013 News SEC Bankruptcy Suits Liens
65 Dongbuka No.6 Ship Invest. Co. (Parent) (South Korea) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2010 News SEC Bankruptcy Suits Liens
66 Dongbuka No.6 Ship Investment Company (South Korea) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2009 News SEC Bankruptcy Suits Liens
67 Dongbuka No.8 Ship Invt. Company(Parent) (South Korea) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2010 News SEC Bankruptcy Suits Liens
68 Dongbuka No.9 Ship Investment (Parent) (South Korea) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2009 News SEC Bankruptcy Suits Liens
69 Dongbuka No.9 Ship Investment Company (South Korea) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2008 News SEC Bankruptcy Suits Liens
70 Dongbuka No3 Ship Invest. Co (Parent) (South Korea) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2013 News SEC Bankruptcy Suits Liens
71 Dongbuka No3 Ship Investment Co Ltd (South Korea) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2013 News SEC Bankruptcy Suits Liens
72 Energy Select Sector SPDR (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
73 Fidelity NASDAQ Comp. Index Trk Stk(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 11/30/2015 News SEC Bankruptcy Suits Liens
74 First National AlarmCap Income Fund (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2013 News SEC Bankruptcy Suits Liens
75 Formuepleje Epikur A/S (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2013 News SEC Bankruptcy Suits Liens
76 Formuepleje LimiTTellus A/S (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2013 News SEC Bankruptcy Suits Liens
77 Formuepleje Optimum A/S (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2013 News SEC Bankruptcy Suits Liens
78 Formuepleje Pareto A/S (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2013 News SEC Bankruptcy Suits Liens
79 Formuepleje Penta A/S (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2013 News SEC Bankruptcy Suits Liens
80 Formuepleje Safe A/S (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2018 News SEC Bankruptcy Suits Liens
81 Global 45 Split Corp. (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2011 News SEC Bankruptcy Suits Liens
82 Global DiSCS Trust 2004-1 (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2009 News SEC Bankruptcy Suits Liens
83 GlobalBanc Advantaged 8 Split Corp (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2012 News SEC Bankruptcy Suits Liens
84 Gold-Price-Linked ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/8/2015 News SEC Bankruptcy Suits Liens
85 GSC Acquisition Company (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2009 News SEC Bankruptcy Suits Liens
86 Guggenheim BulletShares 2012 Corp Bd ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 5/31/2011 News SEC Bankruptcy Suits Liens
87 Guggenheim BulletShares 2013 Corporate Bond ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 5/31/2011 News SEC Bankruptcy Suits Liens
88 Guggenheim BulletShares 2014 Corp Bd ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 5/31/2011 News SEC Bankruptcy Suits Liens
89 Guggenheim BulletShares 2015 Corp Bd ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 5/31/2011 News SEC Bankruptcy Suits Liens
90 Guggenheim BulletShares 2017 Corporate Bond ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 5/31/2011 News SEC Bankruptcy Suits Liens
91 Guggenheim Invest S&P 500 Pure Value ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 10/31/2014 News SEC Bankruptcy Suits Liens
92 Guggenheim S&P 500 Pure Growth ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
93 Health Care SPDR (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2014 News SEC Bankruptcy Suits Liens
94 Horizons Mondiale Enhanced Fund (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2007 News SEC Bankruptcy Suits Liens
95 Industrial Select Sector SPDR Fund (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2014 News SEC Bankruptcy Suits Liens
96 Infinity Income Trust (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2005 News SEC Bankruptcy Suits Liens
97 ING Thai Asian USD Bond Fund (Thailand) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2012 News SEC Bankruptcy Suits Liens
98 Innergex Power Income Fund (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2009 News SEC Bankruptcy Suits Liens
99 Intereffekt Japanse Aandelen (Netherlands) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
100 Invesco BLDRS Dvlpd Mar 100 ADR Ind Fund (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2014 News SEC Bankruptcy Suits Liens
101 Invesco BLDRS Emgng Mark 50 ADR Ind Fund (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2015 News SEC Bankruptcy Suits Liens
102 Invesco Dividend Achievers ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
103 Invesco DWA NASDAQ Momentum ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
104 Invesco Dynamic BioTech & Genome ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
105 Invesco Dynamic Food & Beverage ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
106 Invesco Dynamic Large Cap Growth ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
107 Invesco Dynamic Large Cap Value ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
108 Invesco Dynamic Leisure & Entertnmnt ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
109 Invesco Dynamic Market ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 10/31/2015 News SEC Bankruptcy Suits Liens
110 Invesco Dynamic Media ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
111 Invesco Dynamic Networking ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
112 Invesco Dynamic Pharmaceuticals ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
113 Invesco Dynamic Semiconductors ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
114 Invesco Dynamic Software ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
115 Invesco Golden Dragon China ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
116 Invesco High Yld Eqty Dvdnd Ahrs ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
117 Invesco S and P MidCap Momentum ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2016 News SEC Bankruptcy Suits Liens
118 Invesco S&P 500 Eql Wght ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 10/31/2015 News SEC Bankruptcy Suits Liens
119 Invesco S&P 500 Top 50 ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
120 Invesco S&P MidCap Value with Mmntum ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 10/31/2014 News SEC Bankruptcy Suits Liens
121 Invesco S&P SmallCap Momentum ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
122 Invesco S&P SmallCap Value wth Mmntm ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 10/31/2014 News SEC Bankruptcy Suits Liens
123 Invesco WilderHill Clean Energy ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
124 iShares Barclays 1-3 Year Credit Bond Fd (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
125 iShares Barclays 1-3 Year Treasry Bnd Fd (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
126 iShares Barclays 20+ Yr Treas.Bond (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
127 iShares Barclays 7-10 Year Trasry Bnd Fd (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
128 iShares Barclays TIPS Bond Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
129 Ishares China Large-Cap Etf (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/31/2015 News SEC Bankruptcy Suits Liens
130 iShares Cohen & Steers Realty Maj. (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
131 iShares Core S&P Mid Cap ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2014 News SEC Bankruptcy Suits Liens
132 iShares Core US Aggregate Bond ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
133 iShares Dow Jones Transport. Avg. (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
134 iShares Dow Jones U.S. Index Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
135 iShares Dow Jones US Aerospace & Def.ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
136 iShares Dow Jones US Basic Mater. (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
137 iShares Dow Jones US Brok-Dea. Ind.ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
138 iShares Dow Jones US Consumer Goods(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
139 iShares Dow Jones US Consumer Ser. (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
140 iShares Dow Jones US Energy Sector (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
141 iShares Dow Jones US Financial (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
142 iShares Dow Jones US Financial Svc.(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
143 iShares Dow Jones US Health Care(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
144 iShares Dow Jones US Healthcare (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
145 iShares Dow Jones US Home Const. (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
146 iShares Dow Jones US Industrial (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
147 iShares Dow Jones US Insurance Index ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
148 iShares Dow Jones US Medical Dev.(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
149 iShares Dow Jones US Oil & Gas Exp.(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
150 iShares Dow Jones US Oil Equip. (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
151 iShares Dow Jones US Pharm Indx (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
152 iShares Dow Jones US Reg Banks Ind.(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
153 iShares Dow Jones US Technology (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
154 iShares Dow Jones US Telecom (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
155 iShares Dow Jones US Utilities (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
156 Ishares Euro Stoxx Banks De (Germany) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 5/31/2006 News SEC Bankruptcy Suits Liens
157 iShares Expanded Tech-Software ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 1/31/2015 News SEC Bankruptcy Suits Liens
158 ISHARES FTSE 100 UCITS ETF (Ireland) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2013 News SEC Bankruptcy Suits Liens
159 iShares FTSE/Macquarie G I 100 Fd (ETF) (Ireland) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2008 News SEC Bankruptcy Suits Liens
160 iShares Gold Trust(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2015 News SEC Bankruptcy Suits Liens
161 iShares iBoxx $ High Yid Corp Bond (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
162 iShares IBoxx $ Invest Grade Corp Bd Fd (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
163 iShares Lehman Intermdte Credit Bnd(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
164 iShares Morningstar Large Core Idx (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
165 iShares Morningstar Large Growth (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
166 iShares Morningstar Large Value (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
167 iShares Morningstar Mid Core Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
168 iShares Morningstar Mid Growth Idx (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
169 iShares Morningstar Mid Value Idx (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
170 iShares Morningstar Small Core Idx (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
171 iShares Morningstar Small Growth (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
172 iShares Morningstar Small Value (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
173 iShares MSCI Australia Index Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
174 iShares MSCI Austria Investable Mkt(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
175 iShares MSCI Belgium Investable Mkt(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
176 iShares MSCI Brazil Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
177 iShares MSCI Canada Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
178 iShares MSCI Cntry Asa Jpn Idx Fnd ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2010 News SEC Bankruptcy Suits Liens
179 iShares MSCI EAFE Growth Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 1/31/2015 News SEC Bankruptcy Suits Liens
180 iShares MSCI EAFE Index Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/31/2015 News SEC Bankruptcy Suits Liens
181 iShares MSCI EAFE Value Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/31/2015 News SEC Bankruptcy Suits Liens
182 iShares MSCI Emerging Markets Indx (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 8/31/2015 News SEC Bankruptcy Suits Liens
183 iShares MSCI Eurozone ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
184 iShares MSCI France Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
185 iShares MSCI Germany Index Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
186 iShares MSCI Hong Kong Index Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 8/31/2015 News SEC Bankruptcy Suits Liens
187 iShares MSCI Italy Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
188 iShares MSCI Japan ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 8/31/2015 News SEC Bankruptcy Suits Liens
189 iShares MSCI Malaysia Index Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
190 iShares MSCI Mexico Inv. Mt. Idx. (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
191 iShares MSCI Netherlands Investable(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
192 iShares MSCI Pacific ex-Japan Idx (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
193 iShares MSCI Singapore ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 8/31/2015 News SEC Bankruptcy Suits Liens
194 Ishares Msci South Africa Index Fund (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
195 iShares MSCI South Korea Index Fund(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 8/31/2015 News SEC Bankruptcy Suits Liens
196 iShares MSCI Spain ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
197 iShares MSCI Sweden Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
198 iShares MSCI Switzerland Index Fund(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
199 iShares MSCI Taiwan Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 8/31/2015 News SEC Bankruptcy Suits Liens
200 iShares MSCI United Kingdom Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
201 iShares MSCI USA ESG Select Scl Indx Fnd (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2013 News SEC Bankruptcy Suits Liens
202 iShares NASDAQ Biotechnology Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
203 iShares NYSE 100 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 1/31/2014 News SEC Bankruptcy Suits Liens
204 iShares NYSE Composite Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 1/31/2014 News SEC Bankruptcy Suits Liens
205 iShares Russell 1000 Growth Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
206 iShares Russell 1000 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
207 iShares Russell 1000 Value Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
208 iShares Russell 2000 Growth Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
209 iShares Russell 2000 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
210 iShares Russell 2000 Value Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2014 News SEC Bankruptcy Suits Liens
211 iShares Russell 3000 Growth Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
212 iShares Russell 3000 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
213 iShares Russell 3000 Value Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
214 iShares Russell Microcap Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
215 iShares Russell Midcap Growth Idx. (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
216 iShares Russell Midcap Index Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
217 iShares Russell Midcap Value Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
218 iShares S&P 100 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
219 iShares S&P 1500 Index Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
220 iShares S&P 500 Growth Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
221 iShares S&P 500 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
222 iShares S&P 500 Index Fund CAD Hedged (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2008 News SEC Bankruptcy Suits Liens
223 iShares S&P 500 Value Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
224 iShares S&P Develpd ex US Prprty Indx Fd (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
225 iShares S&P Europe 350 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
226 iShares S&P Global 100 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
227 iShares S&P Global Consumer Dis Sec(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
228 iShares S&P Global Consumer Staple(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2015 News SEC Bankruptcy Suits Liens
229 iShares S&P Global Energy Sector (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2014 News SEC Bankruptcy Suits Liens
230 iShares S&P Global Financials Sect.(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
231 iShares S&P Global Healthcare Sect.(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2014 News SEC Bankruptcy Suits Liens
232 iShares S&P Global Industrials Sec(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
233 iShares S&P Global Mat. Sector Inde(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
234 iShares S&P Global Technology Sect.(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
235 iShares S&P Global Telecommunicat. (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
236 iShares S&P Global Utilities Sector(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2014 News SEC Bankruptcy Suits Liens
237 iShares S&P Latin America 40 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
238 iShares S&P MidCap 400 Growth (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
239 iShares S&P MidCap 400 Value Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
240 iShares S&P NA Nat. Re. Sc. Idx. Fd(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 1/31/2015 News SEC Bankruptcy Suits Liens
241 iShares S&P NA Tec. Semi. Idx. Fd.(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 1/31/2015 News SEC Bankruptcy Suits Liens
242 iShares S&P NA Tec.-Mul. Net. Idx. (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 1/31/2015 News SEC Bankruptcy Suits Liens
243 iShares S&P NA Tech. Sec. Idx. Fd. (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 1/31/2015 News SEC Bankruptcy Suits Liens
244 iShares S&P SmallCap 600 Growth (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
245 iShares S&P SmallCap 600 Index (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
246 iShares S&P SmallCap 600 Value Idx (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
247 iShares S&P US Pref Stock Idx Fnd (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
248 iShares Select Dividend ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
249 iShares US Real Estate ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
250 Japan High Dividend (TSE Dividend 100) (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 1/8/2016 News SEC Bankruptcy Suits Liens
251 JASDAQ-Top20 ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2010 News SEC Bankruptcy Suits Liens
252 JCI Gold Limited (South Africa) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2016 News SEC Bankruptcy Suits Liens
253 Laan & Spar Rationel Invest Lange Obl. (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2010 News SEC Bankruptcy Suits Liens
254 Lan & Spar Rationel Korte Obl ex Ud BDO (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2006 News SEC Bankruptcy Suits Liens
255 Legg Mason Partners Equity Fund, Inc. (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2006 News SEC Bankruptcy Suits Liens
256 Lereko Mobility (Proprietary) Limited (South Africa) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2010 News SEC Bankruptcy Suits Liens
257 Leveraged Capital Holdings N.V. (CuraƧao) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2010 News SEC Bankruptcy Suits Liens
258 Listed Index Fd TPX Md400 Jpn Md Cp Eqty (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 1/8/2015 News SEC Bankruptcy Suits Liens
259 Listed Index Fund China A Share (Panda) (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/20/2015 News SEC Bankruptcy Suits Liens
260 Listed Index Fund J-REIT(TSE REIT Index) (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/8/2015 News SEC Bankruptcy Suits Liens
261 Listed Index Fund Japan Equity MSCI JPN (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2010 News SEC Bankruptcy Suits Liens
262 Listed Index Fund Nikkei China Rltd 50 (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2010 News SEC Bankruptcy Suits Liens
263 Listed Index Fund Topix Smll Jpn Smll Cp (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 1/8/2015 News SEC Bankruptcy Suits Liens
264 Listed Index Fund Topix100 Japan Large (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 1/8/2015 News SEC Bankruptcy Suits Liens
265 Materials Select Sector SPDR (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2016 News SEC Bankruptcy Suits Liens
266 Matse Holding AB (publ) (Sweden) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2016 News SEC Bankruptcy Suits Liens
267 MAXIS TOPIX Core30 ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/16/2015 News SEC Bankruptcy Suits Liens
268 Morgan Stanley Mutual Fund (India) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2013 News SEC Bankruptcy Suits Liens
269 MRF 2007 II Resource Limited Partnership (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2009 News SEC Bankruptcy Suits Liens
270 Muscat Fund (Oman) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2012 News SEC Bankruptcy Suits Liens
271 NEXT FUNDS Ibovespa Linked ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/8/2015 News SEC Bankruptcy Suits Liens
272 NEXT FUNDS REIT INDEX ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 8/10/2015 News SEC Bankruptcy Suits Liens
273 NEXT FUNDS Russia RTS Linked ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/8/2015 News SEC Bankruptcy Suits Liens
274 NEXT FUNDS TOPIX 17 COMRCL WHLSL TRD ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/15/2015 News SEC Bankruptcy Suits Liens
275 Next Funds Topix 17 Constructn&Mtrls Etf (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/15/2015 News SEC Bankruptcy Suits Liens
276 NEXT FUNDS TOPIX 17 ELECTRIC PWR GAS ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/15/2015 News SEC Bankruptcy Suits Liens
277 NEXT FUNDS TOPIX-17 BANKS ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/15/2015 News SEC Bankruptcy Suits Liens
278 NEXT FUNDS TOPIX-17 EA & PI ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/15/2015 News SEC Bankruptcy Suits Liens
279 NEXT FUNDS TOPIX-17 ENERGY RESOURCES ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/15/2015 News SEC Bankruptcy Suits Liens
280 NEXT FUNDS TOPIX-17 FIN (EX BANKS) ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/15/2015 News SEC Bankruptcy Suits Liens
281 NEXT FUNDS TOPIX-17 FOODS ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/15/2015 News SEC Bankruptcy Suits Liens
282 NEXT FUNDS TOPIX-17 IT&SERVICE OTHER ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/15/2015 News SEC Bankruptcy Suits Liens
283 NEXT FUNDS TOPIX-17 MACHINERY ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/15/2015 News SEC Bankruptcy Suits Liens
284 NEXT FUNDS TOPIX-17 PHARMACEUTICAL ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/15/2015 News SEC Bankruptcy Suits Liens
285 NEXT FUNDS TOPIX-17 RAW MTRLS&CHMCLS ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/15/2015 News SEC Bankruptcy Suits Liens
286 NEXT FUNDS TOPIX-17 REAL ESTATE ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/15/2015 News SEC Bankruptcy Suits Liens
287 NEXT FUNDS TOPIX-17 RETAIL TRADE ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/15/2015 News SEC Bankruptcy Suits Liens
288 NEXT FUNDS TOPIX-17 STEEL&NONFERROUS ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/15/2015 News SEC Bankruptcy Suits Liens
289 NEXT FUNDS TOPIX-17 TRANS & LOGI ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/15/2015 News SEC Bankruptcy Suits Liens
290 NEXT FUNDS TPX 17 ATMBL TRNSPRT EQPM ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/15/2015 News SEC Bankruptcy Suits Liens
291 Nikkei 300 Stock Index Listed Fund (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/10/2015 News SEC Bankruptcy Suits Liens
292 NIKKO ETIF 225 (ETF) (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/8/2015 News SEC Bankruptcy Suits Liens
293 Nikko Listed IDX Fund TOPIX (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/8/2015 News SEC Bankruptcy Suits Liens
294 Nomura Nikkei 225 ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/8/2015 News SEC Bankruptcy Suits Liens
295 Nomura TOPIX Banks ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 1/15/2016 News SEC Bankruptcy Suits Liens
296 Nomura TOPIX Core 30 ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/15/2015 News SEC Bankruptcy Suits Liens
297 Nomura TOPIX ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/10/2015 News SEC Bankruptcy Suits Liens
298 Nordea Invest Danske Aktier (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
299 Nordea Invest Fjernoesten (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
300 Nuveen New York Qty Inc Munpl Fnd (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2010 News SEC Bankruptcy Suits Liens
301 OCP Senior Credit Fund (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2018 News SEC Bankruptcy Suits Liens
302 OneREIT (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2017 News SEC Bankruptcy Suits Liens
303 Parallel Energy Trust (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
304 Petrowest Corp. (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2017 News SEC Bankruptcy Suits Liens
305 PowerShares Aerospace & Defense (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
306 PowerShares Cleantech Portfolio (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
307 PowerShares DWA Technical Ldrs Pf (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
308 PowerShares Dyn. Telecom & Wireless(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2010 News SEC Bankruptcy Suits Liens
309 PowerShares Dynamic Banking Sec (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 10/31/2012 News SEC Bankruptcy Suits Liens
310 PowerShares Dynamic Basic Material (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
311 PowerShares Dynamic Bldg. & Const. (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
312 PowerShares Dynamic Consumer Disc. (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
313 PowerShares Dynamic Consumer Sta. (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
314 PowerShares Dynamic Energy Explor. (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
315 PowerShares Dynamic Energy Sector (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
316 PowerShares Dynamic Finl Sec Fnd (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
317 PowerShares Dynamic Healthcare Services Portfolio (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2010 News SEC Bankruptcy Suits Liens
318 PowerShares Dynamic Heathcare Sec (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
319 PowerShares Dynamic Indls Sec Port (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
320 PowerShares Dynamic Insurance Port.(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 10/31/2012 News SEC Bankruptcy Suits Liens
321 PowerShares Dynamic MagniQuant Por.(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2013 News SEC Bankruptcy Suits Liens
322 PowerShares Dynamic Oil & Gas Serv (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
323 PowerShares Dynamic Retail Portfolio (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
324 PowerShares Dynamic Tech Sec (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
325 PowerShares Dynamic Utilities (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
326 PowerShares Fin. Preferred Port. (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
327 PowerShares FTSE RAFI US 1000 (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
328 PowerShares Fundamental Pure Lg Cr Prtfl (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
329 PowerShares Intl. Dividend Achiev. (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
330 PowerShares Listed Private Eq. (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
331 PowerShares Lux Nanotech (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 10/31/2013 News SEC Bankruptcy Suits Liens
332 PowerShares Preferred Portfolio(ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 8/31/2010 News SEC Bankruptcy Suits Liens
333 PowerShares QQQ Trust, Series 1 (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2015 News SEC Bankruptcy Suits Liens
334 PowerShares S&P 500 Hgh Qlty Prtfl (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
335 Powershares Water Resource Portfolio (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2016 News SEC Bankruptcy Suits Liens
336 PowerShares WilderHill Progressive Portfolio (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
337 PowerShares Zacks Micro Cap Portfolio (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
338 PowerShares Zacks Small Cap (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 10/31/2010 News SEC Bankruptcy Suits Liens
339 Prime Restaurants Inc. (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 10/2/2011 News SEC Bankruptcy Suits Liens
340 Property Perfect Fund (Thailand) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2012 News SEC Bankruptcy Suits Liens
341 ProShares Ultra QQQ (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 5/31/2013 News SEC Bankruptcy Suits Liens
342 ProShares Ultra S&P500 (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 5/31/2013 News SEC Bankruptcy Suits Liens
343 ProShares UltraShort Financials (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 11/30/2010 News SEC Bankruptcy Suits Liens
344 ProShares UltraShort QQQ (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 11/30/2010 News SEC Bankruptcy Suits Liens
345 ProShares UltraShort S&P500 (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 5/31/2015 News SEC Bankruptcy Suits Liens
346 Prudential PREX Neo Value ETF (South Korea) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2009 News SEC Bankruptcy Suits Liens
347 Pyramid Petroleum Inc. (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2008 News SEC Bankruptcy Suits Liens
348 R Split II Corp. (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 11/30/2008 News SEC Bankruptcy Suits Liens
349 Resolve Business Outsourcing Income Fund (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2009 News SEC Bankruptcy Suits Liens
350 RevenueShares Large Cap Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2014 News SEC Bankruptcy Suits Liens
351 RevenueShares Mid Cap Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2014 News SEC Bankruptcy Suits Liens
352 RevenueShares Small Cap Fund (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2014 News SEC Bankruptcy Suits Liens
353 Robeco Global Total Return Bond Fund SCV (Luxembourg) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2013 News SEC Bankruptcy Suits Liens
354 Rolinco NV (Netherlands) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2017 News SEC Bankruptcy Suits Liens
355 Russell/Nomura Small Cap Core Index ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/15/2015 News SEC Bankruptcy Suits Liens
356 Rydex S&P MidCap 400 Pure Growth ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
357 Rydex S&P MidCap 400 Pure Value ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
358 Rydex S&P SmallCap 600 Pure Growth ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
359 Rydex S&P SmallCap 600 Pure Value ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
360 S&P GSCI Ey&Ms Cd Cm Esy UCT ETF A (Luxembourg) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2011 News SEC Bankruptcy Suits Liens
361 S&P JP Emerging Equity 100 ETF (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/8/2015 News SEC Bankruptcy Suits Liens
362 Samsung Kodex 200 ETF (South Korea) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/10/2011 News SEC Bankruptcy Suits Liens
363 SCB Set Index (Thailand) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 1/31/2018 News SEC Bankruptcy Suits Liens
364 SEI Investments Group of Futures (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
365 Shares JPX-Nikkei 400 ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2014 News SEC Bankruptcy Suits Liens
366 Sixty Split Corp. (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/15/2010 News SEC Bankruptcy Suits Liens
367 Smartshares-Australian Mid Cap (New Zealand) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2016 News SEC Bankruptcy Suits Liens
368 Smartshares-Australian Top 20 (New Zealand) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2016 News SEC Bankruptcy Suits Liens
369 Smartshares-NZ Mid Cap (New Zealand) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2016 News SEC Bankruptcy Suits Liens
370 Smartshares-NZ Top 10 (New Zealand) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2016 News SEC Bankruptcy Suits Liens
371 Sparindex EUROPE Value (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
372 Sparinvest INDEX Dow Jones Sust World KL (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
373 Sparinvest INDEX Europa Growth KL (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
374 Sparinvest INDEX Europa Small Cap KL (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
375 Sparinvest Korte Obligationer (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
376 Sparinvest Mellemlange Obligationer (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
377 Sparinvest S&P 500 (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
378 Sparinvest Value Aktier (Denmark) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
379 SPDR Barclays Capital High Yield Bnd ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2010 News SEC Bankruptcy Suits Liens
380 SPDR DJ Global Titans (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2014 News SEC Bankruptcy Suits Liens
381 Spdr Dj Wilshire Small Cap Growth Etf (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2014 News SEC Bankruptcy Suits Liens
382 Spdr Dj Wilshire Small Cap Value Etf (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2014 News SEC Bankruptcy Suits Liens
383 SPDR Dow Jones Industrial Average ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 10/31/2015 News SEC Bankruptcy Suits Liens
384 SPDR Dow Jones Interntnl Real Estate ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2014 News SEC Bankruptcy Suits Liens
385 SPDR Dow Jones Mid Cap ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2014 News SEC Bankruptcy Suits Liens
386 SPDR EURO STOXX 50 ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2015 News SEC Bankruptcy Suits Liens
387 SPDR KBW Bank (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2014 News SEC Bankruptcy Suits Liens
388 SPDR KBW Regional Banking (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2014 News SEC Bankruptcy Suits Liens
389 SPDR Nyse Technology ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2014 News SEC Bankruptcy Suits Liens
390 SPDR Portfolio S&P 1500Cmpst Stk Mkt ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2014 News SEC Bankruptcy Suits Liens
391 SPDR Portfolio S&P 500 ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2014 News SEC Bankruptcy Suits Liens
392 SPDR Portfolio S&P 500 Growth ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2014 News SEC Bankruptcy Suits Liens
393 SPDR Portfolio S&P 500 Value ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2014 News SEC Bankruptcy Suits Liens
394 SPDR S&P 400 Mid Cap Growth ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2014 News SEC Bankruptcy Suits Liens
395 SPDR S&P 400 Mid Cap Value ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2014 News SEC Bankruptcy Suits Liens
396 SPDR S&P 500 ETF Trust (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2015 News SEC Bankruptcy Suits Liens
397 SPDR S&P 600 Small Cap ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2014 News SEC Bankruptcy Suits Liens
398 SPDR S&P Biotech (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2014 News SEC Bankruptcy Suits Liens
399 SPDR S&P Capital Markets ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2014 News SEC Bankruptcy Suits Liens
400 SPDR S&P Dividend (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
401 SPDR S&P Homebuilders (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2014 News SEC Bankruptcy Suits Liens
402 SPDR S&P Insurance ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2014 News SEC Bankruptcy Suits Liens
403 SPDR S&P Metals and Mining (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2014 News SEC Bankruptcy Suits Liens
404 SPDR S&P MidCap 400 ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2015 News SEC Bankruptcy Suits Liens
405 SPDR S&P Oil & Gas Equipt & Servs. (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2014 News SEC Bankruptcy Suits Liens
406 SPDR S&P Oil & Gas Explore & Prod. (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2014 News SEC Bankruptcy Suits Liens
407 SPDR S&P Pharmaceuticals (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2014 News SEC Bankruptcy Suits Liens
408 SPDR S&P Retail (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2014 News SEC Bankruptcy Suits Liens
409 SPDR S&P Semiconductor (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2014 News SEC Bankruptcy Suits Liens
410 SPDR S&P/ASX 200 Fund (Australia) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2016 News SEC Bankruptcy Suits Liens
411 SPDR S&P/ASX 200 Listed Property Fund (Australia) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2017 News SEC Bankruptcy Suits Liens
412 SPDR S&P/ASX 50 (Australia) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2017 News SEC Bankruptcy Suits Liens
413 SPDR STOXX Europe 50 ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2014 News SEC Bankruptcy Suits Liens
414 Specialty Foods Group, LLC (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/28/2009 News SEC Bankruptcy Suits Liens
415 SSE50 Index Linked Exchange Traded Fund (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/8/2015 News SEC Bankruptcy Suits Liens
416 Stoneham Drilling Corporation (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2011 News SEC Bankruptcy Suits Liens
417 Technology Select Sector SPDR Fund (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2014 News SEC Bankruptcy Suits Liens
418 TG Income Trust (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2012 News SEC Bankruptcy Suits Liens
419 Thaidex Set50 ETF (Thailand) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2017 News SEC Bankruptcy Suits Liens
420 The Ottoman Fund Limited (Jersey) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2017 News SEC Bankruptcy Suits Liens
421 TOPIX Electric Appliances ETF (ETF) (Japan) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 7/15/2015 News SEC Bankruptcy Suits Liens
422 Tracker Fund of Hong Kong (Hong Kong) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2017 News SEC Bankruptcy Suits Liens
423 Utilities SPDR (ETF) (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2015 News SEC Bankruptcy Suits Liens
424 VanEck Vectors Environmental Servics ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 9/30/2014 News SEC Bankruptcy Suits Liens
425 VanEck Vectors Gold Miners ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2014 News SEC Bankruptcy Suits Liens
426 Vanguard Consumer Discretionary ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 8/31/2014 News SEC Bankruptcy Suits Liens
427 Vanguard Consumer Staples ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 8/31/2014 News SEC Bankruptcy Suits Liens
428 Vanguard Dividend Appreciation ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 1/31/2015 News SEC Bankruptcy Suits Liens
429 Vanguard Emerging Markets Stock Index Fd (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 10/31/2015 News SEC Bankruptcy Suits Liens
430 Vanguard Energy ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 8/31/2014 News SEC Bankruptcy Suits Liens
431 Vanguard Financials ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
432 Vanguard FTSE Europe ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
433 Vanguard FTSE Pacific ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 4/30/2015 News SEC Bankruptcy Suits Liens
434 Vanguard Growth ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
435 Vanguard Health Care ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 8/31/2015 News SEC Bankruptcy Suits Liens
436 Vanguard Industrials ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
437 Vanguard Information Technology ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 8/31/2014 News SEC Bankruptcy Suits Liens
438 Vanguard Large-Cap ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
439 Vanguard Materials ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
440 Vanguard Mid-Cap ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
441 Vanguard Small-Cap Growth ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2014 News SEC Bankruptcy Suits Liens
442 Vanguard Small-Cap Index Fund (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2014 News SEC Bankruptcy Suits Liens
443 Vanguard Small-Cap Value ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2015 News SEC Bankruptcy Suits Liens
444 Vanguard Telecommunication Services ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 2/28/2015 News SEC Bankruptcy Suits Liens
445 Vanguard Value ETF (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2014 News SEC Bankruptcy Suits Liens
446 Victory Acquisition Corp (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 12/31/2008 News SEC Bankruptcy Suits Liens
447 Viva Industrial Trust (Singapore) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2018 News SEC Bankruptcy Suits Liens
448 WisdomTree Emerging Markets Eqty Incm Fd (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 8/31/2010 News SEC Bankruptcy Suits Liens
449 WisdomTree Emerging Mkts Small Cp Div Fd (United States) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 8/31/2010 News SEC Bankruptcy Suits Liens
450 Woodbridge Energy Ltd (Canada) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 3/31/2009 News SEC Bankruptcy Suits Liens
451 ZKB Palladium ETF (Switzerland) FRISK® Z'' PAYCE® DBT Moody's Fitch DBRS 6/30/2010 News SEC Bankruptcy Suits Liens
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7/13/2020