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SuRo Capital Corp
640 FIFTH AVENUE, 12TH FLOOR
Phone: (650) 235-4769p:650 235-4769 NEW YORK, NY  10019  United States Ticker: GSVCGSVC

Business Summary
SuRo Capital Corp. is an internally managed, non-diversified closed-end management investment company. The Company's investment objective is to maximize its portfolio's total return, principally by seeking capital gains on its equity and equity-related investments, and to a lesser extent, income from debt investments. The Company invests principally in the equity securities of what it believes to be rapidly growing venture-capital-backed emerging companies. The Company may invest in these portfolio companies through offerings of the prospective portfolio companies, transactions on secondary marketplaces for private companies, or negotiations with selling stockholders. It may invest in private credit and in founders equity, founders warrants, forward purchase agreements, and private investment in public equity transactions of special purpose acquisition companies. It invests in various industries, such as online education, pharmaceutical technology and home improvement finance.

Scores and Ratings
FRISK®
Score
Z''
Score
PAYCE®
Score
DBT
Index
Moody's
Rating
Fitch
Rating
DBRS
Rating
---Yes---

Financials, News and Filings
Latest
Statement
Last
Audit

News
SEC
Filings
Bankruptcy
Filings
Suit &
Judgment
Filings
Tax
Lien
Filings
12/31/202312/31/2023YesYes--Yes

Industries
SIC Code Description
6726 Unit investment trusts, face-amount certificate offices

Officers and Directors

Title

Name

Age
Title
Date
Start
Date
Chairman of the Board, President, Chief Executive Officer Mark D.Klein 61 12/1/2020 1/1/2011
Chief Financial Officer, Chief Compliance Officer, Treasurer, Corporate Secretary AllisonGreen 37 3/15/2020 5/29/2018
Lead Independent Director Leonard A.Potter 62 12/1/2020 1/1/2011
3 additional Officers and Directors records available in full report.

Business Names
Business Name
GSV Capital Lending, LLC
GSVC
GSVC AE Holdings, Inc.
7 additional Business Names available in full report.

General Information
Number of Employees: 11 (As of 12/31/2023)
Outstanding Shares: 23,353,284 (As of 4/17/2024)
Shareholders: 19
Stock Exchange: NASD
Federal Tax Id: 274443543


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